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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+12.22%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$142M
AUM Growth
+$15.2M
Cap. Flow
+$1.5M
Cap. Flow %
1.05%
Top 10 Hldgs %
47.55%
Holding
79
New
15
Increased
13
Reduced
15
Closed
3

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$5.42M
2
BABA icon
Alibaba
BABA
+$2.55M
3
PYPL icon
PayPal
PYPL
+$750K
4
CSCO icon
Cisco
CSCO
+$730K
5
CMCSA icon
Comcast
CMCSA
+$641K

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$5.43M
2
NVDA icon
NVIDIA
NVDA
+$813K
3
AMAT icon
Applied Materials
AMAT
+$635K
4
APA icon
APA Corp
APA
+$574K
5
QCOM icon
Qualcomm
QCOM
+$519K

Sector Composition

Rank Sector Weight
1 Technology 35.92%
2 Communication Services 17.96%
3 Consumer Discretionary 11.24%
4 Financials 10.91%
5 Healthcare 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$392B
$687K 0.48%
5,700
– –
SU icon
27
Suncor Energy
SU
$79.4B
$684K 0.48%
20,876
-2,800
-12% -$87.4K
IMO icon
28
Imperial Oil
IMO
$62.7B
$683K 0.48%
25,801
– –
SLB icon
29
SLB Ltd
SLB
$73.6B
$683K 0.48%
17,000
-200
-1% -$7.14K
ENB icon
30
Enbridge
ENB
$119B
$680K 0.48%
17,100
-3,800
-18% -$142K
VLO icon
31
Valero Energy
VLO
$90.1B
$653K 0.46%
6,969
-1,500
-18% -$142K
HAL icon
32
Halliburton
HAL
$26.9B
$582K 0.41%
23,800
– –
DVN icon
33
Devon Energy
DVN
$52.1B
$579K 0.41%
22,300
– –
NBL
34
DELISTED
Noble Energy, Inc.
NBL
$526K 0.37%
21,170
-8,000
-27% -$170K
EOG icon
35
EOG Resources
EOG
$79.2B
$524K 0.37%
+6,250
New +$458K
AFL icon
36
Aflac
AFL
$64.9B
$492K 0.35%
9,305
+896
+11% +$47.6K
OVV icon
37
Ovintiv
OVV
$17.3B
$474K 0.33%
20,192
– –
OXY icon
38
Occidental Petroleum
OXY
$56.8B
$470K 0.33%
11,400
– –
ON icon
39
ON Semiconductor
ON
$31.8B
$403K 0.28%
16,516
+3,316
+25% +$70K
ITW icon
40
Illinois Tool Works
ITW
$82.6B
$383K 0.27%
2,130
– –
PWR icon
41
Quanta Services
PWR
$100B
$378K 0.27%
9,292
+1,692
+22% +$69K
AVGO icon
42
Broadcom
AVGO
$1.85T
$376K 0.27%
11,900
+900
+8% +$27.3K
RTX icon
43
RTX Corp
RTX
$290B
$375K 0.26%
3,979
– –
MSFT icon
44
Microsoft
MSFT
$3.45T
$372K 0.26%
2,360
– –
THRM icon
45
Gentherm
THRM
$1.25B
$372K 0.26%
8,384
+1,684
+25% +$71.7K
JNJ icon
46
Johnson & Johnson
JNJ
$618B
$371K 0.26%
2,546
+270
+12% +$36.6K
DQ
47
Daqo New Energy
DQ
$823M
$369K 0.26%
36,000
– –
BLK icon
48
Blackrock
BLK
$169B
$367K 0.26%
730
+40
+6% +$19K
ABBV icon
49
AbbVie
ABBV
$443B
$365K 0.26%
4,128
– –
VFC icon
50
VF Corp
VFC
$5.63B
$365K 0.26%
3,660
– –
1
2
3 4

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Guinness Atkinson Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Guinness Atkinson Asset Management held 79 positions worth $142M, up 12% from $127M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Guinness Atkinson Asset Management's Q4 2019 filing shows 15 new, 13 increased, 15 reduced and 3 closed positions. Its largest new stake was Bristol-Myers Squibb: 94,700 shares worth $6.08M. The largest sale was Cognizant, an estimated $5.43M.

By sector, the portfolio is most concentrated in Technology at 36% of assets, down from 40% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Guinness Atkinson Asset Management's largest Q4 2019 buy was Bristol-Myers Squibb: 94,700 shares worth $6.08M.
  • Guinness Atkinson Asset Management added most to PayPal in Q4 2019, an estimated $750K increase.
  • Guinness Atkinson Asset Management's biggest Q4 2019 reduction was NVIDIA, cutting an estimated $813K.
  • Guinness Atkinson Asset Management fully exited Cognizant in Q4 2019, selling an estimated $5.43M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 48% of its $142M portfolio in Q4 2019.
  • Guinness Atkinson Asset Management opened 15 new positions and closed 3 in Q4 2019.
  • Guinness Atkinson Asset Management's portfolio value rose 12% quarter-over-quarter to $142M.

Based on Guinness Atkinson Asset Management's 13F filing for Q4 2019, filed 4 Feb 2020.