We are live on ! Find out more
GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+2.89%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$127M
AUM Growth
-$8.03M
Cap. Flow
-$10.9M
Cap. Flow %
-8.57%
Top 10 Hldgs %
47.8%
Holding
65
New
1
Increased
2
Reduced
19
Closed
1

Top Buys

Rank Stock Value
1
NOAH
Noah Holdings
NOAH
+$673K
2
INFY icon
Infosys
INFY
+$482K
3
CSCO icon
Cisco
CSCO
+$353K

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.52M
2
AMAT icon
Applied Materials
AMAT
+$1.72M
3
EDU icon
New Oriental
EDU
+$1.62M
4
LRCX icon
Lam Research
LRCX
+$1.54M
5
ICE icon
Intercontinental Exchange
ICE
+$986K

Sector Composition

Rank Sector Weight
1 Technology 40.39%
2 Communication Services 18.26%
3 Financials 10.94%
4 Consumer Discretionary 9.37%
5 Energy 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
26
Valero Energy
VLO
$90.1B
$722K 0.57%
8,469
-800
-9% -$64.7K
CVX icon
27
Chevron
CVX
$392B
$676K 0.53%
5,700
-1,000
-15% -$121K
IMO icon
28
Imperial Oil
IMO
$62.7B
$672K 0.53%
25,801
-1,500
-5% -$39.5K
NBL
29
DELISTED
Noble Energy, Inc.
NBL
$655K 0.52%
29,170
– –
COP icon
30
ConocoPhillips
COP
$147B
$632K 0.5%
11,100
– –
SLB icon
31
SLB Ltd
SLB
$73.6B
$588K 0.46%
17,200
– –
APA icon
32
APA Corp
APA
$13.2B
$574K 0.45%
22,409
– –
DVN icon
33
Devon Energy
DVN
$52.1B
$537K 0.42%
22,300
– –
OXY icon
34
Occidental Petroleum
OXY
$56.8B
$507K 0.4%
11,400
– –
INFY icon
35
Infosys
INFY
$48.7B
$487K 0.38%
+42,800
New +$482K
OVV icon
36
Ovintiv
OVV
$17.3B
$464K 0.37%
20,192
– –
HAL icon
37
Halliburton
HAL
$26.9B
$449K 0.35%
23,800
– –
AFL icon
38
Aflac
AFL
$64.9B
$440K 0.35%
8,409
– –
ORA icon
39
Ormat Technologies
ORA
$6B
$346K 0.27%
4,659
-900
-16% -$62K
RTX icon
40
RTX Corp
RTX
$290B
$342K 0.27%
3,979
– –
AJG icon
41
Arthur J. Gallagher & Co
AJG
$64.1B
$335K 0.26%
3,740
– –
PG icon
42
Procter & Gamble
PG
$336B
$335K 0.26%
2,690
-210
-7% -$24.8K
ITW icon
43
Illinois Tool Works
ITW
$82.6B
$333K 0.26%
2,130
– –
DQ
44
Daqo New Energy
DQ
$823M
$332K 0.26%
36,000
-10,000
-22% -$91.3K
MSFT icon
45
Microsoft
MSFT
$3.45T
$328K 0.26%
2,360
– –
VFC icon
46
VF Corp
VFC
$5.63B
$326K 0.26%
3,660
– –
ABBV icon
47
AbbVie
ABBV
$443B
$313K 0.25%
4,128
– –
AYI icon
48
Acuity Brands
AYI
$9.83B
$310K 0.24%
2,300
– –
PAYX icon
49
Paychex
PAYX
$41.6B
$310K 0.24%
3,740
– –
BLK icon
50
Blackrock
BLK
$169B
$307K 0.24%
690
– –
1
2
3

Similar funds

EF
Elite Financial Lewiston, Idaho $223M AUM 15.88% 1-Year Est. Return
E
EntreWealth Austin, Texas $223M AUM 14.93% 1-Year Est. Return
MAM
Mainsail Asset Management Birmingham, Alabama $223M AUM 15.09% 1-Year Est. Return
AWM
Ariadne Wealth Management Santa Barbara, California $223M AUM 36.41% 1-Year Est. Return
SCM
Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return
CWA
Cura Wealth Advisors Chicago, Illinois $223M AUM 1.48% 1-Year Est. Return
RCM
Regency Capital Management Honolulu, Hawaii $224M AUM 26.03% 1-Year Est. Return
AM
Aspect Management Palo Alto, California $224M AUM

Guinness Atkinson Asset Management's Q3 2019 Portfolio in Review

As of Q3 2019, Guinness Atkinson Asset Management held 65 positions worth $127M, down 6% from $135M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $10.9M in Q3 2019, closing 1 position and reducing 19 holdings. Its most notable exit was Anadarko Petroleum, an estimated $759K position sold in full.

By sector, the portfolio is most concentrated in Technology at 40% of assets, down from 40% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in Infosys worth $487K.

  • Guinness Atkinson Asset Management's largest Q3 2019 buy was Infosys: 42,800 shares worth $487K.
  • Guinness Atkinson Asset Management added most to Noah Holdings in Q3 2019, an estimated $673K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2019 reduction was KLA, cutting an estimated $2.52M.
  • Guinness Atkinson Asset Management fully exited Anadarko Petroleum in Q3 2019, selling an estimated $759K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 48% of its $127M portfolio in Q3 2019.
  • Guinness Atkinson Asset Management opened 1 new position and closed 1 in Q3 2019.
  • Guinness Atkinson Asset Management's portfolio value fell 6% quarter-over-quarter to $127M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2019, filed 28 Oct 2019.