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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$156M
AUM Growth
-$22.3M
Cap. Flow
-$20.3M
Cap. Flow %
-13.04%
Top 10 Hldgs %
51.34%
Holding
63
New
1
Increased
8
Reduced
22
Closed
3

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$1.59M
2
META icon
Meta Platforms (Facebook)
META
+$615K
3
AVGO icon
Broadcom
AVGO
+$292K
4
DQ
Daqo New Energy
DQ
+$115K
5
JKS
JinkoSolar
JKS
+$94.2K

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$8.03M
2
NKE icon
Nike
NKE
+$2.8M
3
CSCO icon
Cisco
CSCO
+$2.01M
4
PYPL icon
PayPal
PYPL
+$1.98M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.42M

Sector Composition

Rank Sector Weight
1 Technology 35.63%
2 Communication Services 23.59%
3 Financials 11.85%
4 Energy 10.57%
5 Consumer Staples 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
26
Occidental Petroleum
OXY
$56.8B
$1.07M 0.69%
13,000
– –
APC
27
DELISTED
Anadarko Petroleum
APC
$1.06M 0.68%
15,750
– –
DVN icon
28
Devon Energy
DVN
$52.1B
$1.05M 0.67%
26,300
– –
VLO icon
29
Valero Energy
VLO
$90.1B
$1.03M 0.66%
9,069
-500
-5% -$56.8K
NBL
30
DELISTED
Noble Energy, Inc.
NBL
$1.02M 0.65%
32,670
– –
CNQ icon
31
Canadian Natural Resources
CNQ
$99.4B
$1.01M 0.65%
63,302
-5,922
-9% -$100K
SU icon
32
Suncor Energy
SU
$79.4B
$1M 0.64%
25,876
-1,900
-7% -$76.9K
SLB icon
33
SLB Ltd
SLB
$73.6B
$987K 0.63%
16,200
– –
ENB icon
34
Enbridge
ENB
$119B
$969K 0.62%
30,000
-5,100
-15% -$178K
HAL icon
35
Halliburton
HAL
$26.9B
$965K 0.62%
23,800
– –
CHRD icon
36
Chord Energy
CHRD
$7.9B
$637K 0.41%
44,900
– –
HLX icon
37
Helix Energy Solutions
HLX
$1.4B
$581K 0.37%
58,780
-15,100
-20% -$138K
SPWR
38
DELISTED
SunPower Corporation Common Stock
SPWR
$555K 0.36%
115,976
+14,507
+14% +$68.7K
UNT
39
DELISTED
UNIT Corporation
UNT
$542K 0.35%
20,797
-3,200
-13% -$83.2K
QEP
40
DELISTED
QEP RESOURCES, INC.
QEP
$497K 0.32%
43,900
– –
AFL icon
41
Aflac
AFL
$64.9B
$445K 0.29%
9,440
-600
-6% -$27.5K
TPIC
42
DELISTED
TPI Composites
TPIC
$340K 0.22%
11,900
-4,400
-27% -$127K
AYI icon
43
Acuity Brands
AYI
$9.83B
$330K 0.21%
2,100
-1,600
-43% -$230K
FSLR icon
44
First Solar
FSLR
$22.7B
$329K 0.21%
6,800
+1,700
+33% +$88.2K
CME icon
45
CME Group
CME
$96.3B
$323K 0.21%
1,900
– –
ORA icon
46
Ormat Technologies
ORA
$6B
$322K 0.21%
5,959
-2,000
-25% -$106K
AVGO icon
47
Broadcom
AVGO
$1.85T
$321K 0.21%
+13,000
New +$292K
AJG icon
48
Arthur J. Gallagher & Co
AJG
$64.1B
$314K 0.2%
4,220
– –
CSIQ icon
49
Canadian Solar
CSIQ
$1.02B
$313K 0.2%
21,600
– –
MSFT icon
50
Microsoft
MSFT
$3.45T
$303K 0.19%
2,650
-820
-24% -$88.9K
1
2
3

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Guinness Atkinson Asset Management's Q3 2018 Portfolio in Review

As of Q3 2018, Guinness Atkinson Asset Management held 63 positions worth $156M, down 13% from $178M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $20.3M in Q3 2018, closing 3 positions and reducing 22 holdings. Its most notable exit was Boeing, an estimated $8.03M position sold in full.

By sector, the portfolio is most concentrated in Technology at 36% of assets, up from 33% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in Broadcom worth $321K.

  • Guinness Atkinson Asset Management's largest Q3 2018 buy was Broadcom: 13,000 shares worth $321K.
  • Guinness Atkinson Asset Management added most to Applied Materials in Q3 2018, an estimated $1.59M increase.
  • Guinness Atkinson Asset Management's biggest Q3 2018 reduction was Nike, cutting an estimated $2.8M.
  • Guinness Atkinson Asset Management fully exited Boeing in Q3 2018, selling an estimated $8.03M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 51% of its $156M portfolio in Q3 2018.
  • Guinness Atkinson Asset Management opened 1 new position and closed 3 in Q3 2018.
  • Guinness Atkinson Asset Management's portfolio value fell 13% quarter-over-quarter to $156M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2018, filed 17 Oct 2018.