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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$148M
AUM Growth
-$13.4M
Cap. Flow
-$18.6M
Cap. Flow %
-12.64%
Top 10 Hldgs %
38.99%
Holding
71
New
3
Increased
8
Reduced
35
Closed
7

Top Buys

Rank Stock Value
1
EDU icon
New Oriental
EDU
+$7.34M
2
NKE icon
Nike
NKE
+$5.33M
3
HRB icon
H&R Block
HRB
+$1.7M
4
PAY
Verifone Systems Inc
PAY
+$1.55M
5
GILD icon
Gilead Sciences
GILD
+$1.26M

Top Sells

Rank Stock Value
1
TSM icon
TSMC
TSM
+$6.7M
2
STT icon
State Street
STT
+$6.42M
3
ORCL icon
Oracle
ORCL
+$5.62M
4
TGNA
TEGNA Inc
TGNA
+$4.58M
5
NVDA icon
NVIDIA
NVDA
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 31%
2 Energy 22.97%
3 Financials 11.35%
4 Communication Services 9%
5 Healthcare 7.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
26
Valero Energy
VLO
$90.1B
$1.77M 1.2%
25,969
– –
APA icon
27
APA Corp
APA
$13.2B
$1.77M 1.2%
27,909
-2,000
-7% -$126K
HAL icon
28
Halliburton
HAL
$26.9B
$1.74M 1.18%
32,200
-6,300
-16% -$314K
CVX icon
29
Chevron
CVX
$392B
$1.73M 1.17%
14,700
-1,100
-7% -$120K
NBL
30
DELISTED
Noble Energy, Inc.
NBL
$1.72M 1.16%
45,070
– –
CNQ icon
31
Canadian Natural Resources
CNQ
$99.4B
$1.7M 1.15%
109,043
– –
COP icon
32
ConocoPhillips
COP
$147B
$1.68M 1.14%
33,500
-3,500
-9% -$161K
XOM icon
33
ExxonMobil
XOM
$644B
$1.53M 1.04%
17,000
– –
NFX
34
DELISTED
Newfield Exploration
NFX
$1.51M 1.03%
37,386
– –
OXY icon
35
Occidental Petroleum
OXY
$56.8B
$1.5M 1.02%
21,100
– –
QEP
36
DELISTED
QEP RESOURCES, INC.
QEP
$1.16M 0.79%
63,200
– –
CRZO
37
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.12M 0.76%
30,070
– –
UNT
38
DELISTED
UNIT Corporation
UNT
$1.11M 0.75%
41,297
-22,100
-35% -$478K
HLX icon
39
Helix Energy Solutions
HLX
$1.4B
$828K 0.56%
93,880
-10,000
-10% -$96.5K
JASO
40
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$633K 0.43%
133,002
– –
SPWR
41
DELISTED
SunPower Corporation Common Stock
SPWR
$477K 0.32%
110,326
-9,467
-8% -$46.3K
AFL icon
42
Aflac
AFL
$64.9B
$440K 0.3%
12,640
-120
-0.9% -$4.22K
SEDG icon
43
SolarEdge
SEDG
$2.51B
$340K 0.23%
27,400
– –
CIG icon
44
CEMIG Preferred Shares
CIG
$6.26B
$336K 0.23%
289,177
-20,992
-7% -$26.6K
ORA icon
45
Ormat Technologies
ORA
$6B
$336K 0.23%
6,259
-1,900
-23% -$92.3K
FSLR icon
46
First Solar
FSLR
$22.7B
$327K 0.22%
10,200
-800
-7% -$28.1K
CSIQ icon
47
Canadian Solar
CSIQ
$1.02B
$326K 0.22%
26,800
-7,000
-21% -$91.5K
JKS
48
JinkoSolar
JKS
$793M
$323K 0.22%
21,200
-4,200
-17% -$64.4K
ITW icon
49
Illinois Tool Works
ITW
$82.6B
$225K 0.15%
1,840
-360
-16% -$43.5K
MRK icon
50
Merck
MRK
$322B
$224K 0.15%
3,993
-650
-14% -$38K
1
2
3

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RCM
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Guinness Atkinson Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Guinness Atkinson Asset Management held 71 positions worth $148M, down 8.3% from $161M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $18.6M in Q4 2016, closing 7 positions and reducing 35 holdings. Its most notable exit was TSMC, an estimated $6.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 31% of assets, down from 39% a quarter earlier, followed by Energy and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in New Oriental worth $6.56M.

  • Guinness Atkinson Asset Management's largest Q4 2016 buy was New Oriental: 155,900 shares worth $6.56M.
  • Guinness Atkinson Asset Management added most to H&R Block in Q4 2016, an estimated $1.7M increase.
  • Guinness Atkinson Asset Management's biggest Q4 2016 reduction was NVIDIA, cutting an estimated $3.97M.
  • Guinness Atkinson Asset Management fully exited TSMC in Q4 2016, selling an estimated $6.7M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $148M portfolio in Q4 2016.
  • Guinness Atkinson Asset Management opened 3 new positions and closed 7 in Q4 2016.
  • Guinness Atkinson Asset Management's portfolio value fell 8.3% quarter-over-quarter to $148M.

Based on Guinness Atkinson Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.