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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
+8.45%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$161M
AUM Growth
+$1.29M
Cap. Flow
-$10.2M
Cap. Flow %
-6.36%
Top 10 Hldgs %
39.28%
Holding
69
New
1
Increased
6
Reduced
21
Closed
1

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$1.51M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$301K
3
FSLR icon
First Solar
FSLR
+$137K
4
SEDG icon
SolarEdge
SEDG
+$127K
5
JKS
JinkoSolar
JKS
+$119K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$4.16M
2
AMAT icon
Applied Materials
AMAT
+$2.58M
3
DHR icon
Danaher
DHR
+$1.52M
4
NTES icon
NetEase
NTES
+$1.38M
5
CSCO icon
Cisco
CSCO
+$1.11M

Sector Composition

Rank Sector Weight
1 Technology 38.83%
2 Energy 20.46%
3 Financials 14.11%
4 Communication Services 12.18%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
26
Devon Energy
DVN
$52.1B
$1.72M 1.07%
39,000
-4,000
-9% -$162K
CNQ icon
27
Canadian Natural Resources
CNQ
$99.4B
$1.71M 1.06%
109,043
-12,252
-10% -$186K
CVX icon
28
Chevron
CVX
$392B
$1.63M 1.01%
15,800
– –
NFX
29
DELISTED
Newfield Exploration
NFX
$1.63M 1.01%
37,386
-3,000
-7% -$132K
NBL
30
DELISTED
Noble Energy, Inc.
NBL
$1.61M 1%
45,070
-2,000
-4% -$70.2K
COP icon
31
ConocoPhillips
COP
$147B
$1.61M 1%
37,000
– –
IMO icon
32
Imperial Oil
IMO
$62.7B
$1.61M 1%
51,401
– –
HES
33
DELISTED
Hess
HES
$1.58M 0.98%
29,543
– –
SU icon
34
Suncor Energy
SU
$79.4B
$1.58M 0.98%
56,876
– –
OXY icon
35
Occidental Petroleum
OXY
$56.8B
$1.54M 0.96%
21,100
– –
FTV icon
36
Fortive
FTV
$17.9B
$1.51M 0.94%
+47,192
New +$1.51M
XOM icon
37
ExxonMobil
XOM
$644B
$1.48M 0.92%
17,000
– –
VLO icon
38
Valero Energy
VLO
$90.1B
$1.38M 0.86%
25,969
– –
QEP
39
DELISTED
QEP RESOURCES, INC.
QEP
$1.23M 0.77%
63,200
– –
CRZO
40
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.22M 0.76%
30,070
– –
UNT
41
DELISTED
UNIT Corporation
UNT
$1.18M 0.73%
63,397
– –
HLX icon
42
Helix Energy Solutions
HLX
$1.4B
$845K 0.53%
103,880
– –
JASO
43
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$799K 0.5%
133,002
+9,500
+8% +$66.9K
SPWR
44
DELISTED
SunPower Corporation Common Stock
SPWR
$700K 0.44%
119,793
+38,786
+48% +$301K
TSL
45
DELISTED
Trina Solar Limited
TSL
$651K 0.4%
63,603
-44,820
-41% -$440K
SEDG icon
46
SolarEdge
SEDG
$2.51B
$472K 0.29%
27,400
+7,200
+36% +$127K
CSIQ icon
47
Canadian Solar
CSIQ
$1.02B
$464K 0.29%
33,800
+6,700
+25% +$92.2K
AFL icon
48
Aflac
AFL
$64.9B
$458K 0.28%
12,760
– –
FSLR icon
49
First Solar
FSLR
$22.7B
$434K 0.27%
11,000
+3,300
+43% +$137K
CIG icon
50
CEMIG Preferred Shares
CIG
$6.26B
$409K 0.25%
310,169
-82,199
-21% -$113K
1
2
3

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Guinness Atkinson Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Guinness Atkinson Asset Management held 69 positions worth $161M, up 0.81% from $160M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Guinness Atkinson Asset Management withdrew a net $10.2M in Q3 2016, closing 1 position and reducing 21 holdings. Its most notable exit was Johnson Controls International, an estimated $474K position sold in full.

By sector, the portfolio is most concentrated in Technology at 39% of assets, up from 39% a quarter earlier, followed by Energy and Financials.

Against the trend, Guinness Atkinson Asset Management opened a new position in Fortive worth $1.51M.

  • Guinness Atkinson Asset Management's largest Q3 2016 buy was Fortive: 47,192 shares worth $1.51M.
  • Guinness Atkinson Asset Management added most to SunPower Corporation Common Stock in Q3 2016, an estimated $301K increase.
  • Guinness Atkinson Asset Management's biggest Q3 2016 reduction was NVIDIA, cutting an estimated $4.16M.
  • Guinness Atkinson Asset Management fully exited Johnson Controls International in Q3 2016, selling an estimated $474K.
  • Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $161M portfolio in Q3 2016.
  • Guinness Atkinson Asset Management opened 1 new position and closed 1 in Q3 2016.
  • Guinness Atkinson Asset Management's portfolio value rose 0.81% quarter-over-quarter to $161M.

Based on Guinness Atkinson Asset Management's 13F filing for Q3 2016, filed 18 Oct 2016.