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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.58%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$162M
AUM Growth
-$10.4M
(-6%)
Cap. Flow
-$7.33M
Cap. Flow
% of AUM
-4.53%
Top 10 Holdings %
Top 10 Hldgs %
36.41%
Holding
72
New
3
Increased
7
Reduced
31
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Imperial Oil
IMO
|
+$1.61M |
| 2 |
Chevron
CVX
|
+$1.38M |
| 3 |
SLB Ltd
SLB
|
+$909K |
| 4 |
WisdomTree
WT
|
+$892K |
| 5 |
SPWR
SunPower Corporation Common Stock
SPWR
|
+$821K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PTC
PTC
|
+$5.92M |
| 2 |
Intercontinental Exchange
ICE
|
+$1.04M |
| 3 |
Roper Technologies
ROP
|
+$875K |
| 4 |
PayPal
PYPL
|
+$761K |
| 5 |
Comcast
CMCSA
|
+$690K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 39% |
| 2 | Energy | 18.67% |
| 3 | Financials | 13.19% |
| 4 | Communication Services | 13.16% |
| 5 | Healthcare | 7.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
APA Corp
APA
$13.2B
| $1.83M | 1.13% |
37,409
-6,100
| -14% | -$254K |
|
|
27
Imperial Oil
IMO
$62.7B
| $1.72M | 1.06% |
+51,401
| New | +$1.61M |
|
|
HES
28
DELISTED
Hess
HES
| $1.71M | 1.06% |
32,543
| – | – |
|
29
Suncor Energy
SU
$79.4B
| $1.71M | 1.06% |
61,376
-8,600
| -12% | -$208K |
|
|
NFX
30
DELISTED
Newfield Exploration
NFX
| $1.68M | 1.03% |
50,386
-3,100
| -6% | -$87.4K |
|
|
NBL
31
DELISTED
Noble Energy, Inc.
NBL
| $1.67M | 1.03% |
53,070
| – | – |
|
32
Halliburton
HAL
$26.9B
| $1.53M | 0.95% |
42,900
-2,000
| -4% | -$65.3K |
|
|
33
Chevron
CVX
$392B
| $1.51M | 0.93% |
+15,800
| New | +$1.38M |
|
34
Occidental Petroleum
OXY
$56.8B
| $1.44M | 0.89% |
21,100
-4,143
| -16% | -$278K |
|
35
ExxonMobil
XOM
$644B
| $1.42M | 0.88% |
17,000
-4,600
| -21% | -$368K |
|
36
Valero Energy
VLO
$90.1B
| $1.31M | 0.81% |
20,469
-5,630
| -22% | -$358K |
|
|
TSL
37
DELISTED
Trina Solar Limited
TSL
| $1.23M | 0.76% |
123,520
-22,600
| -15% | -$224K |
|
|
SPWR
38
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.21M | 0.75% |
82,534
+52,834
| +178% | +$821K |
|
39
Devon Energy
DVN
$52.1B
| $1.18M | 0.73% |
43,000
| – | – |
|
|
JASO
40
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $1.13M | 0.7% |
131,520
-25,400
| -16% | -$223K |
|
|
CRZO
41
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $930K | 0.57% |
30,070
| – | – |
|
|
QEP
42
DELISTED
QEP RESOURCES, INC.
QEP
| $892K | 0.55% |
63,200
| – | – |
|
|
SWN
43
DELISTED
Southwestern Energy Company
SWN
| $791K | 0.49% |
98,000
| – | – |
|
44
Helix Energy Solutions
HLX
$1.4B
| $582K | 0.36% |
103,880
| – | – |
|
|
UNT
45
DELISTED
UNIT Corporation
UNT
| $559K | 0.35% |
63,397
| – | – |
|
46
CEMIG Preferred Shares
CIG
$6.26B
| $556K | 0.34% |
482,611
-18,833
| -4% | -$15.4K |
|
47
Aflac
AFL
$64.9B
| $524K | 0.32% |
16,600
-940
| -5% | -$27.9K |
|
48
Ormat Technologies
ORA
$6B
| $481K | 0.3% |
11,659
| – | – |
|
|
JKS
49
JinkoSolar
JKS
$793M
| $395K | 0.24% |
18,900
| – | – |
|
50
First Solar
FSLR
$22.7B
| $383K | 0.24% |
5,600
-1,400
| -20% | -$93.8K |
|
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AM
Guinness Atkinson Asset Management's Q1 2016 Portfolio in Review
As of Q1 2016, Guinness Atkinson Asset Management held 72 positions worth $162M, down 6% from $172M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $7.33M in Q1 2016, closing 2 positions and reducing 31 holdings. Its most notable exit was PTC, an estimated $5.92M position sold in full.
By sector, the portfolio is most concentrated in Technology at 39% of assets, down from 41% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Imperial Oil worth $1.72M.
- Guinness Atkinson Asset Management's largest Q1 2016 buy was Imperial Oil: 51,401 shares worth $1.72M.
- Guinness Atkinson Asset Management added most to SLB Ltd in Q1 2016, an estimated $909K increase.
- Guinness Atkinson Asset Management's biggest Q1 2016 reduction was Intercontinental Exchange, cutting an estimated $1.04M.
- Guinness Atkinson Asset Management fully exited PTC in Q1 2016, selling an estimated $5.92M.
- Guinness Atkinson Asset Management's ten largest holdings make up 36% of its $162M portfolio in Q1 2016.
- Guinness Atkinson Asset Management opened 3 new positions and closed 2 in Q1 2016.
- Guinness Atkinson Asset Management's portfolio value fell 6% quarter-over-quarter to $162M.
Based on Guinness Atkinson Asset Management's 13F filing for Q1 2016, filed 12 Apr 2016.