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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-10.97%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$157M
AUM Growth
-$60.6M
(-28%)
Cap. Flow
-$37.1M
Cap. Flow
% of AUM
-23.6%
Top 10 Holdings %
Top 10 Hldgs %
38.67%
Holding
73
New
4
Increased
16
Reduced
17
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$6.28M |
| 2 |
PAY
Verifone Systems Inc
PAY
|
+$6.06M |
| 3 |
PayPal
PYPL
|
+$5.65M |
| 4 |
APA Corp
APA
|
+$373K |
| 5 |
Canadian Natural Resources
CNQ
|
+$362K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital One
COF
|
+$7.62M |
| 2 |
eBay
EBAY
|
+$7.04M |
| 3 |
BP
BP
|
+$7.01M |
| 4 |
AMTD
TD Ameritrade Holding Corp
AMTD
|
+$6.82M |
| 5 |
LLL
L3 Technologies, Inc.
LLL
|
+$6.52M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 44.12% |
| 2 | Energy | 17.31% |
| 3 | Financials | 10.62% |
| 4 | Communication Services | 9.9% |
| 5 | Healthcare | 7.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFX
26
DELISTED
Newfield Exploration
NFX
| $1.76M | 1.12% |
53,486
-6,000
| -10% | -$201K |
|
|
27
APA Corp
APA
$13.2B
| $1.7M | 1.09% |
43,509
+8,200
| +23% | +$373K |
|
28
Occidental Petroleum
OXY
$56.8B
| $1.67M | 1.06% |
25,243
-3,005
| -11% | -$210K |
|
|
HES
29
DELISTED
Hess
HES
| $1.63M | 1.04% |
32,543
+2,400
| +8% | +$137K |
|
30
ExxonMobil
XOM
$644B
| $1.61M | 1.02% |
21,600
-2,800
| -11% | -$216K |
|
|
NBL
31
DELISTED
Noble Energy, Inc.
NBL
| $1.6M | 1.02% |
53,070
+6,300
| +13% | +$217K |
|
|
32
Canadian Natural Resources
CNQ
$99.4B
| $1.6M | 1.02% |
169,621
+32,890
| +24% | +$362K |
|
33
Devon Energy
DVN
$52.1B
| $1.59M | 1.02% |
43,000
+5,400
| +14% | +$248K |
|
34
Halliburton
HAL
$26.9B
| $1.59M | 1.01% |
44,900
-5,900
| -12% | -$232K |
|
|
JASO
35
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $1.54M | 0.98% |
196,920
| – | – |
|
|
TSL
36
DELISTED
Trina Solar Limited
TSL
| $1.49M | 0.95% |
166,120
| – | – |
|
|
SWN
37
DELISTED
Southwestern Energy Company
SWN
| $1.24M | 0.79% |
98,000
+16,000
| +20% | +$278K |
|
|
CRZO
38
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $918K | 0.58% |
30,070
| – | – |
|
|
QEP
39
DELISTED
QEP RESOURCES, INC.
QEP
| $792K | 0.5% |
63,200
+26,000
| +70% | +$359K |
|
|
UNT
40
DELISTED
UNIT Corporation
UNT
| $714K | 0.45% |
63,397
| – | – |
|
|
CCIH
41
DELISTED
Chinacache International Holdings Ltd
CCIH
| $676K | 0.43% |
86,500
| – | – |
|
42
Ormat Technologies
ORA
$6B
| $512K | 0.33% |
15,059
| – | – |
|
43
Helix Energy Solutions
HLX
$1.4B
| $498K | 0.32% |
103,880
| – | – |
|
44
Aflac
AFL
$64.9B
| $446K | 0.28% |
15,340
+5,100
| +50% | +$154K |
|
|
JKS
45
JinkoSolar
JKS
$793M
| $415K | 0.26% |
18,900
| – | – |
|
|
SPWR
46
DELISTED
SunPower Corporation Common Stock
SPWR
| $390K | 0.25% |
29,700
| – | – |
|
|
SOL
47
DELISTED
Emeren Group
SOL
| $369K | 0.24% |
75,860
| – | – |
|
|
CEO
48
DELISTED
CNOOC Limited
CEO
| $361K | 0.23% |
3,500
+750
| +27% | +$89.8K |
|
49
Procter & Gamble
PG
$336B
| $339K | 0.22% |
4,710
+610
| +15% | +$45.7K |
|
50
Johnson & Johnson
JNJ
$618B
| $333K | 0.21% |
3,570
+500
| +16% | +$48.4K |
|
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Guinness Atkinson Asset Management's Q3 2015 Portfolio in Review
As of Q3 2015, Guinness Atkinson Asset Management held 73 positions worth $157M, down 28% from $218M the previous quarter. Its ten largest holdings account for 39% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $37.1M in Q3 2015, closing 8 positions and reducing 17 holdings. Its most notable exit was Capital One, an estimated $7.62M position sold in full.
By sector, the portfolio is most concentrated in Technology at 44% of assets, up from 34% a quarter earlier, followed by Energy and Financials.
Against the trend, Guinness Atkinson Asset Management opened a new position in Cognizant worth $6.26M.
- Guinness Atkinson Asset Management's largest Q3 2015 buy was Cognizant: 100,000 shares worth $6.26M.
- Guinness Atkinson Asset Management added most to APA Corp in Q3 2015, an estimated $373K increase.
- Guinness Atkinson Asset Management's biggest Q3 2015 reduction was H&R Block, cutting an estimated $1.93M.
- Guinness Atkinson Asset Management fully exited Capital One in Q3 2015, selling an estimated $7.62M.
- Guinness Atkinson Asset Management's ten largest holdings make up 39% of its $157M portfolio in Q3 2015.
- Guinness Atkinson Asset Management opened 4 new positions and closed 8 in Q3 2015.
- Guinness Atkinson Asset Management's portfolio value fell 28% quarter-over-quarter to $157M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.