GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $191M
This Quarter Return
+0.26%
1 Year Return
+21.22%
3 Year Return
+115.88%
5 Year Return
+190.69%
10 Year Return
+552.94%
AUM
$218M
AUM Growth
+$218M
Cap. Flow
-$2.65M
Cap. Flow %
-1.22%
Top 10 Hldgs %
33.8%
Holding
69
New
–
Increased
23
Reduced
4
Closed
–

Top Buys

1
SOHU
Sohu.com
SOHU
$479K
2
UNT
UNIT Corporation
UNT
$176K
3
CHK
Chesapeake Energy Corporation
CHK
$168K
4
HLX icon
Helix Energy Solutions
HLX
$164K
5
SGY
Stone Energy
SGY
$164K

Top Sells

1
NTES icon
NetEase
NTES
$3.52M
2
NFX
Newfield Exploration
NFX
$910K
3
JKS
JinkoSolar
JKS
$145K
4
TSL
Trina Solar Limited
TSL
$78K

Sector Composition

1 Technology 36.69%
2 Energy 21.42%
3 Financials 13.27%
4 Communication Services 10.26%
5 Healthcare 7.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SOHU
26
Sohu.com
SOHU
$490M
$3.14M 1.44%
53,150
+8,100
+18% +$479K
VLO icon
27
Valero Energy
VLO
$47.5B
$2.8M 1.29%
44,799
– –
DVN icon
28
Devon Energy
DVN
$23.1B
$2.24M 1.03%
37,600
– –
OXY icon
29
Occidental Petroleum
OXY
$47.2B
$2.19M 1.01%
28,200
– –
HAL icon
30
Halliburton
HAL
$19.1B
$2.19M 1.01%
50,800
– –
NFX
31
DELISTED
Newfield Exploration
NFX
$2.15M 0.99%
59,486
-25,200
-30% -$910K
APA icon
32
APA Corp
APA
$8.5B
$2.04M 0.94%
35,309
– –
XOM icon
33
Exxon Mobil
XOM
$489B
$2.03M 0.93%
24,400
– –
HES
34
DELISTED
Hess
HES
$2.02M 0.93%
30,143
– –
NBL
35
DELISTED
Noble Energy, Inc.
NBL
$2M 0.92%
46,770
– –
TSL
36
DELISTED
Trina Solar Limited
TSL
$1.93M 0.89%
166,120
-6,700
-4% -$78K
SU icon
37
Suncor Energy
SU
$50.2B
$1.93M 0.89%
69,976
– –
SWN
38
DELISTED
Southwestern Energy Company
SWN
$1.86M 0.86%
82,000
– –
CNQ icon
39
Canadian Natural Resources
CNQ
$66.5B
$1.79M 0.82%
66,100
– –
UNT
40
DELISTED
UNIT Corporation
UNT
$1.72M 0.79%
63,397
+6,500
+11% +$176K
JASO
41
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.68M 0.77%
196,920
+10,400
+6% +$88.9K
CHK
42
DELISTED
Chesapeake Energy Corporation
CHK
$1.56M 0.72%
139,400
+15,000
+12% +$168K
CRZO
43
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.48M 0.68%
30,070
– –
HLX icon
44
Helix Energy Solutions
HLX
$957M
$1.31M 0.6%
103,880
+13,000
+14% +$164K
CCIH
45
DELISTED
Chinacache International Holdings Ltd
CCIH
$1.08M 0.5%
86,500
– –
SGY
46
DELISTED
Stone Energy
SGY
$816K 0.38%
64,800
+13,000
+25% +$164K
QEP
47
DELISTED
QEP RESOURCES, INC.
QEP
$689K 0.32%
37,200
– –
ORA icon
48
Ormat Technologies
ORA
$5.44B
$567K 0.26%
15,059
+2,200
+17% +$82.8K
JKS
49
JinkoSolar
JKS
$1.24B
$558K 0.26%
18,900
-4,900
-21% -$145K
SPWR
50
DELISTED
SunPower Corporation Common Stock
SPWR
$553K 0.25%
19,450
– –
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