GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $191M
This Quarter Return
-0.82%
1 Year Return
+21.22%
3 Year Return
+115.88%
5 Year Return
+190.69%
10 Year Return
+552.94%
AUM
$173M
AUM Growth
+$173M
Cap. Flow
+$2.54M
Cap. Flow %
1.47%
Top 10 Hldgs %
30.87%
Holding
71
New
–
Increased
24
Reduced
15
Closed
2

Top Buys

1
QCOM icon
Qualcomm
QCOM
$881K
2
BP icon
BP
BP
$717K
3
TGNA icon
TEGNA Inc
TGNA
$628K
4
XRX icon
Xerox
XRX
$615K
5
GILD icon
Gilead Sciences
GILD
$606K

Top Sells

1
VLO icon
Valero Energy
VLO
$1.33M
2
BBG
Bill Barrett Corp
BBG
$1.07M
3
HLX icon
Helix Energy Solutions
HLX
$989K
4
XOM icon
Exxon Mobil
XOM
$897K
5
SU icon
Suncor Energy
SU
$578K

Sector Composition

1 Technology 36.66%
2 Energy 23.98%
3 Financials 12.09%
4 Communication Services 10.64%
5 Consumer Discretionary 6.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHK
26
DELISTED
Chesapeake Energy Corporation
CHK
$2.44M 1.41%
124,400
-13,300
-10% -$260K
SOHU
27
Sohu.com
SOHU
$490M
$2.4M 1.39%
45,050
– –
DVN icon
28
Devon Energy
DVN
$23.1B
$2.3M 1.33%
37,600
-9,400
-20% -$575K
NFX
29
DELISTED
Newfield Exploration
NFX
$2.3M 1.33%
84,686
– –
OXY icon
30
Occidental Petroleum
OXY
$47.2B
$2.27M 1.32%
28,200
-5,400
-16% -$435K
XOM icon
31
Exxon Mobil
XOM
$490B
$2.26M 1.31%
24,400
-9,700
-28% -$897K
HES
32
DELISTED
Hess
HES
$2.23M 1.29%
30,143
-3,900
-11% -$288K
SU icon
33
Suncor Energy
SU
$50.2B
$2.22M 1.29%
69,976
-18,200
-21% -$578K
VLO icon
34
Valero Energy
VLO
$47.7B
$2.22M 1.29%
44,799
-26,900
-38% -$1.33M
NBL
35
DELISTED
Noble Energy, Inc.
NBL
$2.22M 1.29%
46,770
– –
APA icon
36
APA Corp
APA
$8.5B
$2.21M 1.28%
35,309
– –
CNQ icon
37
Canadian Natural Resources
CNQ
$66.4B
$2.04M 1.18%
66,100
-17,300
-21% -$535K
HAL icon
38
Halliburton
HAL
$19.1B
$2M 1.16%
50,800
– –
HLX icon
39
Helix Energy Solutions
HLX
$957M
$1.97M 1.14%
90,880
-45,600
-33% -$989K
UNT
40
DELISTED
UNIT Corporation
UNT
$1.94M 1.12%
56,897
– –
TSL
41
DELISTED
Trina Solar Limited
TSL
$1.6M 0.93%
172,820
-8,200
-5% -$75.9K
JASO
42
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.53M 0.88%
186,520
-63,800
-25% -$522K
CRZO
43
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.25M 0.73%
30,070
– –
SGY
44
DELISTED
Stone Energy
SGY
$874K 0.51%
51,800
– –
CCIH
45
DELISTED
Chinacache International Holdings Ltd
CCIH
$795K 0.46%
86,500
– –
QEP
46
DELISTED
QEP RESOURCES, INC.
QEP
$752K 0.44%
37,200
– –
UPL
47
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$638K 0.37%
48,500
– –
ENPH icon
48
Enphase Energy
ENPH
$4.84B
$513K 0.3%
35,900
-13,000
-27% -$186K
SPWR
49
DELISTED
SunPower Corporation Common Stock
SPWR
$502K 0.29%
19,450
– –
YGE
50
DELISTED
Yingli Green Energy Holding Comp
YGE
$475K 0.28%
202,200
– –
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