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GAAM

Guinness Atkinson Asset Management Portfolio holdings

AUM $223M
1-Year Est. Return 42.52%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$173M
AUM Growth
-$4.9M
Cap. Flow
+$1.97M
Cap. Flow %
1.14%
Top 10 Hldgs %
30.87%
Holding
71
New
–
Increased
24
Reduced
15
Closed
2

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$867K
2
BP icon
BP
BP
+$706K
3
GILD icon
Gilead Sciences
GILD
+$665K
4
TGNA
TEGNA Inc
TGNA
+$605K
5
XRX icon
Xerox
XRX
+$594K

Top Sells

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$1.3M
2
HLX icon
Helix Energy Solutions
HLX
+$1.08M
3
BBG
Bill Barrett Corp
BBG
+$1.07M
4
XOM icon
ExxonMobil
XOM
+$905K
5
SU icon
Suncor Energy
SU
+$602K

Sector Composition

Rank Sector Weight
1 Technology 33.78%
2 Energy 23.98%
3 Financials 12.09%
4 Communication Services 10.64%
5 Consumer Discretionary 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
26
DELISTED
Chesapeake Energy Corporation
CHK
$2.44M 1.41%
622
-67
-10% -$278K
SOHU
27
Sohu.com
SOHU
$362M
$2.4M 1.39%
45,050
– –
DVN icon
28
Devon Energy
DVN
$52.1B
$2.3M 1.33%
37,600
-9,400
-20% -$570K
NFX
29
DELISTED
Newfield Exploration
NFX
$2.3M 1.33%
84,686
– –
OXY icon
30
Occidental Petroleum
OXY
$56.8B
$2.27M 1.32%
28,248
-6,823
-19% -$566K
XOM icon
31
ExxonMobil
XOM
$644B
$2.26M 1.31%
24,400
-9,700
-28% -$905K
HES
32
DELISTED
Hess
HES
$2.23M 1.29%
30,143
-3,900
-11% -$309K
SU icon
33
Suncor Energy
SU
$79.4B
$2.22M 1.29%
69,976
-18,200
-21% -$602K
VLO icon
34
Valero Energy
VLO
$90.1B
$2.22M 1.29%
44,799
-26,900
-38% -$1.3M
NBL
35
DELISTED
Noble Energy, Inc.
NBL
$2.22M 1.29%
46,770
– –
APA icon
36
APA Corp
APA
$13.2B
$2.21M 1.28%
35,309
– –
CNQ icon
37
Canadian Natural Resources
CNQ
$99.4B
$2.04M 1.18%
136,731
-35,786
-21% -$584K
HAL icon
38
Halliburton
HAL
$26.9B
$2M 1.16%
50,800
– –
HLX icon
39
Helix Energy Solutions
HLX
$1.4B
$1.97M 1.14%
90,880
-45,600
-33% -$1.08M
UNT
40
DELISTED
UNIT Corporation
UNT
$1.94M 1.12%
56,897
– –
TSL
41
DELISTED
Trina Solar Limited
TSL
$1.6M 0.93%
172,820
-8,200
-5% -$80.7K
JASO
42
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.53M 0.88%
186,520
-63,800
-25% -$531K
CRZO
43
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.25M 0.73%
30,070
– –
SGY
44
DELISTED
Stone Energy
SGY
$874K 0.51%
912
– –
CCIH
45
DELISTED
Chinacache International Holdings Ltd
CCIH
$795K 0.46%
86,500
– –
QEP
46
DELISTED
QEP RESOURCES, INC.
QEP
$752K 0.44%
37,200
– –
UPL
47
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$638K 0.37%
48,500
– –
ENPH icon
48
Enphase Energy
ENPH
$4.96B
$513K 0.3%
35,900
-13,000
-27% -$162K
SPWR
49
DELISTED
SunPower Corporation Common Stock
SPWR
$502K 0.29%
29,700
– –
YGE
50
DELISTED
Yingli Green Energy Holding Comp
YGE
$475K 0.28%
20,220
– –
1
2
3

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Guinness Atkinson Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Guinness Atkinson Asset Management held 71 positions worth $173M, down 2.8% from $177M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Trading was light in Q4 2014: portfolio turnover was 2.8%. Guinness Atkinson Asset Management opened no new positions and exited 2, leaving the 71-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 34% of assets, up from 30% a quarter earlier, followed by Energy and Financials.

  • Guinness Atkinson Asset Management added most to Qualcomm in Q4 2014, an estimated $867K increase.
  • Guinness Atkinson Asset Management's biggest Q4 2014 reduction was Valero Energy, cutting an estimated $1.3M.
  • Guinness Atkinson Asset Management fully exited Bill Barrett Corp in Q4 2014, selling an estimated $1.07M.
  • Guinness Atkinson Asset Management's ten largest holdings make up 31% of its $173M portfolio in Q4 2014.
  • Guinness Atkinson Asset Management opened 0 new positions and closed 2 in Q4 2014.
  • Guinness Atkinson Asset Management's portfolio value fell 2.8% quarter-over-quarter to $173M.

Based on Guinness Atkinson Asset Management's 13F filing for Q4 2014, filed 23 Jan 2015.