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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.72%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$177M
AUM Growth
+$42.5M
(+31%)
Cap. Flow
+$51.2M
Cap. Flow
% of AUM
28.87%
Top 10 Holdings %
Top 10 Hldgs %
25.84%
Holding
73
New
8
Increased
50
Reduced
9
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SLB Ltd
SLB
|
+$4.67M |
| 2 |
Boeing
BA
|
+$4.34M |
| 3 |
Xerox
XRX
|
+$4.16M |
| 4 |
Occidental Petroleum
OXY
|
+$3.36M |
| 5 |
BP
BP
|
+$2.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chevron
CVX
|
+$3.5M |
| 2 |
Itron
ITRI
|
+$758K |
| 3 |
CEMIG Preferred Shares
CIG
|
+$287K |
| 4 |
NetEase
NTES
|
+$272K |
| 5 |
SPWR
SunPower Corporation Common Stock
SPWR
|
+$235K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 32.28% |
| 2 | Technology | 30.27% |
| 3 | Financials | 10.78% |
| 4 | Communication Services | 8.77% |
| 5 | Consumer Discretionary | 5.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UNT
26
DELISTED
UNIT Corporation
UNT
| $3.34M | 1.88% |
56,897
+8,300
| +17% | +$534K |
|
27
Valero Energy
VLO
$90.1B
| $3.32M | 1.87% |
71,699
+11,600
| +19% | +$585K |
|
28
APA Corp
APA
$13.2B
| $3.31M | 1.87% |
35,309
+400
| +1% | +$39.6K |
|
29
Halliburton
HAL
$26.9B
| $3.28M | 1.85% |
50,800
-100
| -0.2% | -$6.86K |
|
30
Canadian Natural Resources
CNQ
$99.4B
| $3.24M | 1.83% |
172,517
+9,722
| +6% | +$201K |
|
|
31
Occidental Petroleum
OXY
$56.8B
| $3.23M | 1.82% |
+35,071
| New | +$3.36M |
|
|
HES
32
DELISTED
Hess
HES
| $3.21M | 1.81% |
34,043
-1,900
| -5% | -$188K |
|
33
ExxonMobil
XOM
$644B
| $3.21M | 1.81% |
34,100
+2,500
| +8% | +$249K |
|
34
Devon Energy
DVN
$52.1B
| $3.2M | 1.81% |
47,000
+2,900
| +7% | +$216K |
|
|
NBL
35
DELISTED
Noble Energy, Inc.
NBL
| $3.2M | 1.8% |
46,770
+1,500
| +3% | +$107K |
|
36
Suncor Energy
SU
$79.4B
| $3.19M | 1.8% |
88,176
+7,000
| +9% | +$281K |
|
|
CHK
37
DELISTED
Chesapeake Energy Corporation
CHK
| $3.17M | 1.78% |
689
+94
| +16% | +$495K |
|
|
NFX
38
DELISTED
Newfield Exploration
NFX
| $3.14M | 1.77% |
84,686
+1,000
| +1% | +$41.5K |
|
39
Helix Energy Solutions
HLX
$1.4B
| $3.01M | 1.7% |
136,480
| – | – |
|
|
JASO
40
DELISTED
JA Solar Holdings, Co., Ltd
JASO
| $2.31M | 1.3% |
250,320
+10,800
| +5% | +$103K |
|
|
SOHU
41
Sohu.com
SOHU
$362M
| $2.26M | 1.28% |
45,050
| – | – |
|
|
TSL
42
DELISTED
Trina Solar Limited
TSL
| $2.19M | 1.23% |
181,020
-12,000
| -6% | -$150K |
|
|
SGY
43
DELISTED
Stone Energy
SGY
| $1.62M | 0.92% |
912
+291
| +47% | +$599K |
|
|
CRZO
44
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $1.62M | 0.91% |
30,070
+2,600
| +9% | +$159K |
|
|
CCIH
45
DELISTED
Chinacache International Holdings Ltd
CCIH
| $1.19M | 0.67% |
+86,500
| New | +$1.19M |
|
|
QEP
46
DELISTED
QEP RESOURCES, INC.
QEP
| $1.15M | 0.65% |
37,200
+4,500
| +14% | +$150K |
|
|
UPL
47
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $1.13M | 0.64% |
48,500
+9,100
| +23% | +$228K |
|
|
BBG
48
DELISTED
Bill Barrett Corp
BBG
| $1.07M | 0.6% |
48,600
+10,800
| +29% | +$252K |
|
|
SOL
49
DELISTED
Emeren Group
SOL
| $750K | 0.42% |
49,980
+11,760
| +31% | +$164K |
|
50
Enphase Energy
ENPH
$4.96B
| $733K | 0.41% |
+48,900
| New | +$620K |
|
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Guinness Atkinson Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, Guinness Atkinson Asset Management held 73 positions worth $177M, up 31% from $135M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Guinness Atkinson Asset Management deployed $51.2M of net new capital in Q3 2014, opening 8 new positions and adding to 50 existing holdings. Its largest new stake was SLB Ltd: 42,860 shares worth $4.36M.
By sector, the portfolio is most concentrated in Energy at 32% of assets, down from 41% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was CEMIG Preferred Shares, an estimated $287K trimmed.
- Guinness Atkinson Asset Management's largest Q3 2014 buy was SLB Ltd: 42,860 shares worth $4.36M.
- Guinness Atkinson Asset Management added most to BP in Q3 2014, an estimated $2.04M increase.
- Guinness Atkinson Asset Management's biggest Q3 2014 reduction was CEMIG Preferred Shares, cutting an estimated $287K.
- Guinness Atkinson Asset Management fully exited Chevron in Q3 2014, selling an estimated $3.5M.
- Guinness Atkinson Asset Management's ten largest holdings make up 26% of its $177M portfolio in Q3 2014.
- Guinness Atkinson Asset Management opened 8 new positions and closed 2 in Q3 2014.
- Guinness Atkinson Asset Management's portfolio value rose 31% quarter-over-quarter to $177M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2014, filed 23 Oct 2014.