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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.87%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$101M
AUM Growth
-$2.58M
(-2.5%)
Cap. Flow
-$9.1M
Cap. Flow
% of AUM
-8.98%
Top 10 Holdings %
Top 10 Hldgs %
28.5%
Holding
83
New
3
Increased
17
Reduced
14
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$1.76M |
| 2 |
TGNA
TEGNA Inc
TGNA
|
+$1.6M |
| 3 |
Ormat Technologies
ORA
|
+$252K |
| 4 |
CEO
CNOOC Limited
CEO
|
+$175K |
| 5 |
SOL
Emeren Group
SOL
|
+$149K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Best Buy
BBY
|
+$2.52M |
| 2 |
AVTA
Avantax, Inc. Common Stock
AVTA
|
+$1.62M |
| 3 |
Nokia
NOK
|
+$1.41M |
| 4 |
TSL
Trina Solar Limited
TSL
|
+$782K |
| 5 |
Toyota
TM
|
+$769K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 42.48% |
| 2 | Technology | 22.85% |
| 3 | Communication Services | 15.79% |
| 4 | Financials | 7.91% |
| 5 | Healthcare | 3.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
BP
BP
$116B
| $1.8M | 1.78% |
45,381
| – | – |
|
|
TSL
27
DELISTED
Trina Solar Limited
TSL
| $1.8M | 1.78% |
131,620
-52,180
| -28% | -$782K |
|
|
AMTD
28
DELISTED
TD Ameritrade Holding Corp
AMTD
| $1.79M | 1.77% |
58,480
| – | – |
|
29
Oracle
ORCL
$374B
| $1.78M | 1.76% |
46,500
| – | – |
|
|
TGNA
30
DELISTED
TEGNA Inc
TGNA
| $1.76M | 1.74% |
+113,737
| New | +$1.6M |
|
31
Capital One
COF
$128B
| $1.74M | 1.72% |
22,730
| – | – |
|
32
Danaher
DHR
$137B
| $1.73M | 1.7% |
33,238
| – | – |
|
33
Intel
INTC
$455B
| $1.71M | 1.69% |
65,890
| – | – |
|
34
H&R Block
HRB
$5.58B
| $1.71M | 1.69% |
58,810
+370
| +0.6% | +$10.5K |
|
35
Vodafone
VOD
$36.3B
| $1.68M | 1.66% |
41,972
-3,237
| -7% | -$122K |
|
36
State Street
STT
$50.6B
| $1.67M | 1.65% |
22,814
| – | – |
|
37
Roper Technologies
ROP
$38.8B
| $1.63M | 1.61% |
11,770
| – | – |
|
38
eBay
EBAY
$50.6B
| $1.58M | 1.56% |
68,429
| – | – |
|
39
NVIDIA
NVDA
$4.86T
| $1.58M | 1.56% |
3,937,400
| – | – |
|
40
TSMC
TSM
$2.1T
| $1.56M | 1.54% |
89,429
| – | – |
|
41
Applied Materials
AMAT
$403B
| $1.55M | 1.53% |
87,720
-9,400
| -10% | -$164K |
|
42
Lumen
LUMN
$6.57B
| $1.54M | 1.52% |
48,377
| – | – |
|
|
SGY
43
DELISTED
Stone Energy
SGY
| $1.28M | 1.27% |
653
| – | – |
|
|
CRZO
44
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $1.23M | 1.21% |
27,470
-6,700
| -20% | -$285K |
|
|
JKS
45
JinkoSolar
JKS
$777M
| $1.14M | 1.13% |
39,000
| – | – |
|
|
PVA
46
DELISTED
PENN VIRGINIA CORP
PVA
| $1.07M | 1.06% |
113,900
-69,700
| -38% | -$632K |
|
|
QEP
47
DELISTED
QEP RESOURCES, INC.
QEP
| $874K | 0.86% |
28,500
| – | – |
|
|
48
Ormat Technologies
ORA
$6B
| $861K | 0.85% |
31,659
+9,540
| +43% | +$252K |
|
|
UPL
49
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $853K | 0.84% |
39,400
| – | – |
|
|
BBG
50
DELISTED
Bill Barrett Corp
BBG
| $844K | 0.83% |
31,500
| – | – |
|
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AM
Guinness Atkinson Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, Guinness Atkinson Asset Management held 83 positions worth $101M, down 2.5% from $104M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $9.1M in Q4 2013, closing 12 positions and reducing 14 holdings. Its most notable exit was Best Buy, an estimated $2.52M position sold in full.
By sector, the portfolio is most concentrated in Energy at 42% of assets, up from 41% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Guinness Atkinson Asset Management opened a new position in Qualcomm worth $1.85M.
- Guinness Atkinson Asset Management's largest Q4 2013 buy was Qualcomm: 24,900 shares worth $1.85M.
- Guinness Atkinson Asset Management added most to Ormat Technologies in Q4 2013, an estimated $252K increase.
- Guinness Atkinson Asset Management's biggest Q4 2013 reduction was Trina Solar Limited, cutting an estimated $782K.
- Guinness Atkinson Asset Management fully exited Best Buy in Q4 2013, selling an estimated $2.52M.
- Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $101M portfolio in Q4 2013.
- Guinness Atkinson Asset Management opened 3 new positions and closed 12 in Q4 2013.
- Guinness Atkinson Asset Management's portfolio value fell 2.5% quarter-over-quarter to $101M.
Based on Guinness Atkinson Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.