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GAAM
Guinness Atkinson Asset Management Portfolio holdings
AUM
$223M
1-Year Est. Return
42.52%
This Fund
S&P 500
This Quarter
Est. Return
+20.96%
1 Year Est. Return
+42.52%
3 Year Est. Return
+131.72%
5 Year Est. Return
+167.1%
10 Year Est. Return
+820.14%
AUM
$104M
AUM Growth
+$9.11M
(+9.6%)
Cap. Flow
-$5.8M
Cap. Flow
% of AUM
-5.58%
Top 10 Holdings %
Top 10 Hldgs %
28.1%
Holding
82
New
1
Increased
19
Reduced
30
Closed
2
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JKS
JinkoSolar
JKS
|
+$578K |
| 2 |
Lumen
LUMN
|
+$504K |
| 3 |
BP
BP
|
+$371K |
| 4 |
H&R Block
HRB
|
+$332K |
| 5 |
CEMIG Preferred Shares
CIG
|
+$331K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PWER
POWER-ONE INC COM STK NEW (DE)
PWER
|
+$714K |
| 2 |
NBL
Noble Energy, Inc.
NBL
|
+$608K |
| 3 |
CHK
Chesapeake Energy Corporation
CHK
|
+$557K |
| 4 |
SGY
Stone Energy
SGY
|
+$520K |
| 5 |
HES
Hess
HES
|
+$499K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 40.74% |
| 2 | Technology | 23.26% |
| 3 | Communication Services | 13.95% |
| 4 | Financials | 8.59% |
| 5 | Consumer Discretionary | 7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
eBay
EBAY
$50.6B
| $1.61M | 1.55% |
68,429
+9,053
| +15% | +$203K |
|
27
Comcast
CMCSA
$85B
| $1.61M | 1.55% |
71,140
+3,380
| +5% | +$73.6K |
|
28
Intercontinental Exchange
ICE
$85.6B
| $1.57M | 1.51% |
43,350
+3,150
| +8% | +$114K |
|
29
PTC
PTC
$15.8B
| $1.57M | 1.51% |
55,020
-3,290
| -6% | -$89.5K |
|
30
Roper Technologies
ROP
$38.8B
| $1.56M | 1.51% |
11,770
+540
| +5% | +$69.4K |
|
31
Capital One
COF
$128B
| $1.56M | 1.5% |
22,730
+1,950
| +9% | +$131K |
|
|
32
BP
BP
$116B
| $1.56M | 1.5% |
45,381
+10,807
| +31% | +$371K |
|
|
33
H&R Block
HRB
$5.58B
| $1.56M | 1.5% |
58,440
+11,400
| +24% | +$332K |
|
34
Danaher
DHR
$137B
| $1.55M | 1.49% |
33,238
+699
| +2% | +$31.7K |
|
35
Oracle
ORCL
$374B
| $1.54M | 1.48% |
46,500
+6,820
| +17% | +$221K |
|
36
Gilead Sciences
GILD
$162B
| $1.54M | 1.48% |
24,500
-4,000
| -14% | -$239K |
|
37
NVIDIA
NVDA
$4.86T
| $1.53M | 1.47% |
3,937,400
+521,600
| +15% | +$194K |
|
|
AMTD
38
DELISTED
TD Ameritrade Holding Corp
AMTD
| $1.53M | 1.47% |
58,480
-4,600
| -7% | -$122K |
|
|
39
Lumen
LUMN
$6.57B
| $1.52M | 1.46% |
48,377
+14,800
| +44% | +$504K |
|
40
TSMC
TSM
$2.1T
| $1.52M | 1.46% |
89,429
+12,900
| +17% | +$220K |
|
41
Intel
INTC
$455B
| $1.51M | 1.45% |
65,890
+10,840
| +20% | +$250K |
|
42
State Street
STT
$50.6B
| $1.5M | 1.44% |
22,814
-460
| -2% | -$31.5K |
|
43
Nokia
NOK
$51B
| $1.41M | 1.36% |
216,422
| – | – |
|
|
CRZO
44
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $1.27M | 1.23% |
34,170
-12,100
| -26% | -$402K |
|
|
PVA
45
DELISTED
PENN VIRGINIA CORP
PVA
| $1.22M | 1.18% |
183,600
-51,100
| -22% | -$266K |
|
|
SGY
46
DELISTED
Stone Energy
SGY
| $1.2M | 1.16% |
653
-334
| -34% | -$520K |
|
|
SPWR
47
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.05M | 1.01% |
61,080
| – | – |
|
|
YGE
48
DELISTED
Yingli Green Energy Holding Comp
YGE
| $947K | 0.91% |
13,650
| – | – |
|
|
JKS
49
JinkoSolar
JKS
$793M
| $879K | 0.85% |
+39,000
| New | +$578K |
|
|
UPL
50
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $810K | 0.78% |
39,400
| – | – |
|
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AM
Guinness Atkinson Asset Management's Q3 2013 Portfolio in Review
As of Q3 2013, Guinness Atkinson Asset Management held 82 positions worth $104M, up 9.6% from $94.8M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Guinness Atkinson Asset Management withdrew a net $5.8M in Q3 2013, closing 2 positions and reducing 30 holdings. Its most notable exit was POWER-ONE INC COM STK NEW (DE), an estimated $714K position sold in full.
By sector, the portfolio is most concentrated in Energy at 41% of assets, down from 46% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Guinness Atkinson Asset Management opened a new position in JinkoSolar worth $879K.
- Guinness Atkinson Asset Management's largest Q3 2013 buy was JinkoSolar: 39,000 shares worth $879K.
- Guinness Atkinson Asset Management added most to Lumen in Q3 2013, an estimated $504K increase.
- Guinness Atkinson Asset Management's biggest Q3 2013 reduction was Noble Energy, Inc., cutting an estimated $608K.
- Guinness Atkinson Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $714K.
- Guinness Atkinson Asset Management's ten largest holdings make up 28% of its $104M portfolio in Q3 2013.
- Guinness Atkinson Asset Management opened 1 new position and closed 2 in Q3 2013.
- Guinness Atkinson Asset Management's portfolio value rose 9.6% quarter-over-quarter to $104M.
Based on Guinness Atkinson Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.