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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
76
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$758K 0.25%
8,618
+53
+0.6% +$4.63K
IAGG icon
77
iShares Core International Aggregate Bond Fund
IAGG
$11B
$757K 0.25%
13,568
-857
-6% -$47.4K
BRK.B icon
78
Berkshire Hathaway Class B
BRK.B
$1.12T
$722K 0.24%
3,470
-137
-4% -$28.2K
QCOM icon
79
Qualcomm
QCOM
$165B
$717K 0.24%
9,396
-579
-6% -$43.6K
PZC
80
DELISTED
PIMCO California Municipal Income Fund III
PZC
$712K 0.23%
63,425
+652
+1% +$7.35K
MDY icon
81
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$706K 0.23%
2,003
-287
-13% -$101K
DIS icon
82
Walt Disney
DIS
$177B
$702K 0.23%
5,387
+194
+4% +$26.8K
RSP icon
83
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$690K 0.23%
6,380
– –
APO icon
84
Apollo Global Management
APO
$74.8B
$687K 0.23%
18,175
-690
-4% -$25.1K
SJNK icon
85
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$665K 0.22%
24,620
– –
XLK icon
86
State Street Technology Select Sector SPDR ETF
XLK
$122B
$644K 0.21%
15,986
+912
+6% +$36.5K
ACWI icon
87
iShares MSCI ACWI ETF
ACWI
$33.4B
$636K 0.21%
8,620
-588
-6% -$43.1K
PEG icon
88
Public Service Enterprise Group
PEG
$37.6B
$633K 0.21%
+10,202
New +$609K
MS icon
89
Morgan Stanley
MS
$343B
$616K 0.2%
14,425
-51
-0.4% -$2.18K
FEX icon
90
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$609K 0.2%
10,008
-822
-8% -$50.1K
VALQ icon
91
American Century US Quality Value ETF
VALQ
$338M
$604K 0.2%
+14,840
New +$592K
EFA icon
92
iShares MSCI EAFE ETF
EFA
$79.4B
$599K 0.2%
9,184
-146
-2% -$9.41K
IFGL icon
93
iShares International Developed Real Estate ETF
IFGL
$83.1M
$595K 0.2%
20,041
-475
-2% -$14.1K
DDF
94
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$586K 0.19%
42,771
-63,690
-60% -$891K
USA icon
95
Liberty All-Star Equity Fund
USA
$1.84B
$573K 0.19%
89,560
-84,043
-48% -$531K
XLV icon
96
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$573K 0.19%
6,356
-70
-1% -$6.39K
FDT icon
97
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.32B
$570K 0.19%
10,890
+90
+0.8% +$4.71K
MRK icon
98
Merck
MRK
$317B
$562K 0.19%
7,000
+590
+9% +$47.3K
AVGO icon
99
Broadcom
AVGO
$1.99T
$560K 0.18%
20,270
-6,650
-25% -$189K
FAX
100
abrdn Asia-Pacific Income Fund
FAX
$594M
$560K 0.18%
133,683
-55,492
-29% -$232K
2 3
4
5 6

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MAM
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LCM
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KCM
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.