Golden State Wealth Management’s Delaware Investments Dividend & Income Fund, Inc. DDF Stock Holding History

Golden State Wealth Management’s Portfolio DDF Stock Details DDF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-42,771	Closed	-$586K	–	1037
2019 Q3	$586K	Sell	42,771 -63,690	-60%	-$891K	0.19%	94
2019 Q2	$1.5M	Sell	106,461 -24,890	-19%	-$338K	0.48%	44
2019 Q1	$1.7M	Buy	+131,351	New	+$1.66M	0.57%	39

Other funds holding DDF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

DWM

Doyle Wealth Management St. Petersburg, Florida $1.16B AUM 9.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Golden State Wealth Management's DDF Position: Q4 2019 in Review

Golden State Wealth Management sold out of Delaware Investments Dividend & Income Fund, Inc. (DDF) in Q4 2019, closing a stake of 42,771 shares — an estimated $586K sold.

Golden State Wealth Management first reported a position in DDF in Q1 2019 and held it in 3 quarters. The position peaked at $1.7M in Q1 2019. 17 funds tracked by Wall St. Rank hold DDF as of Q4 2019.

Golden State Wealth Management reported no remaining Delaware Investments Dividend & Income Fund, Inc. position as of Q4 2019 after selling out during the quarter.
Golden State Wealth Management sold 42,771 Delaware Investments Dividend & Income Fund, Inc. shares in Q4 2019, an estimated $586K.
Golden State Wealth Management first reported a position in Delaware Investments Dividend & Income Fund, Inc. in Q1 2019 and held it in 3 quarters.
Golden State Wealth Management's Delaware Investments Dividend & Income Fund, Inc. position peaked at $1.7M in Q1 2019.
17 funds tracked by Wall St. Rank held Delaware Investments Dividend & Income Fund, Inc. as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.