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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APHA
951
DELISTED
Aphria Inc. Common Shares
APHA
$3K ﹤0.01%
560
– –
DNKN
952
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$3K ﹤0.01%
43
– –
AEG icon
953
Aegon
AEG
$14B
$2K ﹤0.01%
525
-21
-4% -$84
AVY icon
954
Avery Dennison
AVY
$13.2B
$2K ﹤0.01%
17
– –
BBJP icon
955
JPMorgan BetaBuilders Japan ETF
BBJP
$18.5B
$2K ﹤0.01%
+36
New +$1.65K
BF.B icon
956
Brown-Forman Class B
BF.B
$13B
$2K ﹤0.01%
30
– –
CNQ icon
957
Canadian Natural Resources
CNQ
$94.8B
$2K ﹤0.01%
129
– –
HERZ
958
Herzfeld Credit Income Fund
HERZ
$31.6M
$2K ﹤0.01%
47
– –
EFAX icon
959
State Street SPDR MSCI EAFE Fossil Fuel Reserves Free ETF
EFAX
$513M
$2K ﹤0.01%
64
– –
ELAN icon
960
Elanco Animal Health
ELAN
$12.1B
$2K ﹤0.01%
63
– –
EWM icon
961
iShares MSCI Malaysia ETF
EWM
$325M
$2K ﹤0.01%
75
– –
EZU icon
962
iShare MSCI Eurozone ETF
EZU
$9.84B
$2K ﹤0.01%
62
– –
FCG icon
963
First Trust Natural Gas ETF
FCG
$621M
$2K ﹤0.01%
160
– –
FOX icon
964
Fox Class B
FOX
$23.2B
$2K ﹤0.01%
+58
New +$2K
GLO
965
Clough Global Opportunities Fund
GLO
$255M
$2K ﹤0.01%
273
– –
GLQ
966
Clough Global Equity Fund
GLQ
$155M
$2K ﹤0.01%
200
– –
GNT
967
GAMCO Natural Resources, Gold & Income Trust
GNT
$142M
$2K ﹤0.01%
310
– –
IAG icon
968
IAMGOLD
IAG
$9.27B
$2K ﹤0.01%
600
– –
IGE icon
969
iShares North American Natural Resources ETF
IGE
$753M
$2K ﹤0.01%
+64
New +$1.88K
INTC icon
970
CALL
Intel
INTC
$503B
$2K ﹤0.01%
7
– –
IXJ icon
971
iShares Global Healthcare ETF
IXJ
$4.14B
$2K ﹤0.01%
+26
New +$1.59K
JEF icon
972
Jefferies Financial Group
JEF
$13B
$2K ﹤0.01%
128
-7
-5% -$125
KGC icon
973
Kinross Gold
KGC
$30.4B
$2K ﹤0.01%
359
– –
LVS icon
974
CALL
Las Vegas Sands
LVS
$29.9B
$2K ﹤0.01%
6
– –
MAT icon
975
Mattel
MAT
$4.21B
$2K ﹤0.01%
200
– –
37 38
39
40 41

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DAM
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PHS
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MAM
Mark Asset Management New York $1.1B AUM 43.79% 1-Year Est. Return
KCM
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DAM
DLD Asset Management New York $1.1B AUM 4.68% 1-Year Est. Return
MIA
MMBG Investment Advisors Miami, Florida $1.09B AUM 30.96% 1-Year Est. Return
YL
YCG LLC Austin, Texas $1.1B AUM 4.87% 1-Year Est. Return
PWA
Pitcairn Wealth Advisors Conshohocken, Pennsylvania $1.09B AUM

Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.