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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.A icon
801
Brown-Forman Class A
BF.A
$13.1B
$7K ﹤0.01%
120
– –
BOOT icon
802
Boot Barn
BOOT
$4.97B
$7K ﹤0.01%
200
– –
CMI icon
803
Cummins
CMI
$88.7B
$7K ﹤0.01%
42
– –
ECL icon
804
Ecolab
ECL
$79.5B
$7K ﹤0.01%
37
– –
HIG icon
805
Hartford Financial Services
HIG
$39.6B
$7K ﹤0.01%
117
+100
+588% +$5.85K
IBUY icon
806
Amplify Online Retail ETF
IBUY
$109M
$7K ﹤0.01%
140
– –
ISHG icon
807
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$7K ﹤0.01%
96
– –
KYN icon
808
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$7K ﹤0.01%
500
– –
MOO icon
809
VanEck Agribusiness ETF
MOO
$974M
$7K ﹤0.01%
105
– –
PTC icon
810
PTC
PTC
$16B
$7K ﹤0.01%
100
– –
QEFA icon
811
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.07B
$7K ﹤0.01%
110
-2,086
-95% -$130K
SRLN icon
812
State Street Blackstone Senior Loan ETF
SRLN
$5.33B
$7K ﹤0.01%
144
+3
+2% +$138
TGI
813
DELISTED
Triumph Group
TGI
$7K ﹤0.01%
310
– –
TSCO icon
814
Tractor Supply
TSCO
$17.9B
$7K ﹤0.01%
380
+5
+1% +$104
UHAL icon
815
U-Haul Holding Co
UHAL
$14.6B
$7K ﹤0.01%
170
– –
WAB icon
816
Wabtec
WAB
$49.9B
$7K ﹤0.01%
101
+11
+12% +$782
XLNX
817
DELISTED
Xilinx Inc
XLNX
$7K ﹤0.01%
77
-35
-31% -$3.83K
LM
818
DELISTED
Legg Mason, Inc.
LM
$7K ﹤0.01%
191
+2
+1% +$76
STI
819
DELISTED
SunTrust Banks, Inc.
STI
$7K ﹤0.01%
100
– –
CZR
820
DELISTED
Caesars Entertainment Corporation
CZR
$7K ﹤0.01%
600
– –
AL
821
DELISTED
Air Lease Corp
AL
$6K ﹤0.01%
142
– –
BKLN icon
822
Invesco Senior Loan ETF
BKLN
$6.81B
$6K ﹤0.01%
265
– –
BSX icon
823
Boston Scientific
BSX
$71.4B
$6K ﹤0.01%
136
+100
+278% +$4.24K
EQIX icon
824
Equinix
EQIX
$104B
$6K ﹤0.01%
+10
New +$5.37K
GLU
825
Gabelli Utility & Income Trust
GLU
$116M
$6K ﹤0.01%
300
– –
31 32
33
34 35

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.