GSWM
LM

Golden State Wealth Management’s Legg Mason, Inc. LM Stock Holding History

Golden State Wealth Management’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-191
Closed -$7K – 1087
2019
Q3 		$7K Buy
191
+2
+1% +$76 ﹤0.01% 818
2019
Q2 		$7K Buy
189
+2
+1% +$69 ﹤0.01% 826
2019
Q1 		$5K Buy
+187
New +$5.36K ﹤0.01% 924

Other funds holding LM

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
CCP
Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return
TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
APG Asset Management
APG Asset Management Amsterdam, Netherlands $31.6B AUM 19.33% 1-Year Est. Return

Golden State Wealth Management's LM Position: Q4 2019 in Review

Golden State Wealth Management sold out of Legg Mason, Inc. (LM) in Q4 2019, closing a stake of 191 shares — an estimated $7K sold.

Golden State Wealth Management first reported a position in LM in Q1 2019 and held it in 3 quarters. The position peaked at $7K in Q3 2019. 347 funds tracked by Wall St. Rank hold LM as of Q4 2019.

  • Golden State Wealth Management reported no remaining Legg Mason, Inc. position as of Q4 2019 after selling out during the quarter.
  • Golden State Wealth Management sold 191 Legg Mason, Inc. shares in Q4 2019, an estimated $7K.
  • Golden State Wealth Management first reported a position in Legg Mason, Inc. in Q1 2019 and held it in 3 quarters.
  • Golden State Wealth Management's Legg Mason, Inc. position peaked at $7K in Q3 2019.
  • 347 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.