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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
776
Are Dynamic Credit Allocation Fund
ARDC
$297M
$8K ﹤0.01%
517
+12
+2% +$181
CCEP icon
777
Coca-Cola Europacific Partners
CCEP
$47.9B
$8K ﹤0.01%
+150
New +$8.38K
CI icon
778
Cigna
CI
$72.7B
$8K ﹤0.01%
51
– –
CMG icon
779
Chipotle Mexican Grill
CMG
$42.7B
$8K ﹤0.01%
500
– –
CSM icon
780
ProShares Large Cap Core Plus
CSM
$531M
$8K ﹤0.01%
228
-2,490
-92% -$87.9K
FIW icon
781
First Trust Water ETF
FIW
$1.93B
$8K ﹤0.01%
142
+1
+0.7% +$55
FXD icon
782
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$8K ﹤0.01%
200
– –
GGME icon
783
Invesco Next Gen Media and Gaming ETF
GGME
$45.4M
$8K ﹤0.01%
257
– –
GO icon
784
Grocery Outlet
GO
$959M
$8K ﹤0.01%
+230
New +$8.72K
HTUS icon
785
Hull Tactical US ETF
HTUS
$162M
$8K ﹤0.01%
320
-375
-54% -$9.43K
IONS icon
786
Ionis Pharmaceuticals
IONS
$9.06B
$8K ﹤0.01%
126
-120
-49% -$7.82K
IXC icon
787
iShares Global Energy ETF
IXC
$2.78B
$8K ﹤0.01%
250
+85
+52% +$2.6K
LOCO icon
788
El Pollo Loco
LOCO
$499M
$8K ﹤0.01%
700
– –
MMT
789
Aberdeen Multi-Market Income Fund
MMT
$239M
$8K ﹤0.01%
1,400
– –
NWL icon
790
Newell Brands
NWL
$2.56B
$8K ﹤0.01%
444
+1
+0.2% +$16
ADAM
791
Adamas Trust
ADAM
$856M
$8K ﹤0.01%
313
– –
PSA icon
792
Public Storage
PSA
$61.1B
$8K ﹤0.01%
31
– –
SNPS icon
793
Synopsys
SNPS
$77.7B
$8K ﹤0.01%
60
– –
URA icon
794
Global X Uranium ETF
URA
$5.99B
$8K ﹤0.01%
750
+250
+50% +$2.75K
VOOG icon
795
Vanguard S&P 500 Growth ETF
VOOG
$27B
$8K ﹤0.01%
306
– –
ZS icon
796
Zscaler
ZS
$26.3B
$8K ﹤0.01%
160
– –
HDS
797
DELISTED
HD Supply Holdings, Inc.
HDS
$8K ﹤0.01%
200
– –
DISH
798
DELISTED
DISH Network Corp.
DISH
$8K ﹤0.01%
229
– –
ACB
799
Aurora Cannabis
ACB
$185M
$7K ﹤0.01%
13
– –
ASYS icon
800
Amtech Systems
ASYS
$262M
$7K ﹤0.01%
1,400
– –
30 31
32
33 34

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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.