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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
51
Northrop Grumman
NOC
$77.9B
$1.16M 0.38%
3,106
-142
-4% -$50.3K
META icon
52
Meta Platforms (Facebook)
META
$1.5T
$1.11M 0.37%
6,263
-4,231
-40% -$804K
COST icon
53
Costco
COST
$423B
$1.11M 0.37%
3,866
-205
-5% -$57.7K
UNH icon
54
UnitedHealth
UNH
$370B
$1.11M 0.37%
5,116
-953
-16% -$230K
MO icon
55
Altria Group
MO
$114B
$1.1M 0.36%
26,883
+15,228
+131% +$700K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$4.59T
$1.09M 0.36%
17,900
+160
+0.9% +$9.47K
FDL icon
57
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.83B
$1.06M 0.35%
34,230
-1,000
-3% -$30.6K
SPYD icon
58
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.83B
$1.04M 0.34%
27,474
-645
-2% -$24.1K
BLV icon
59
Vanguard Long-Term Bond ETF
BLV
$5.76B
$1.04M 0.34%
10,128
-81
-0.8% -$8.14K
FXH icon
60
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.02M 0.34%
13,829
-170
-1% -$13K
FAD icon
61
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$594M
$979K 0.32%
13,357
-300
-2% -$22.5K
SPHD icon
62
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$934K 0.31%
21,906
-1,204
-5% -$50.2K
T icon
63
AT&T
T
$160B
$918K 0.3%
32,110
+14,022
+78% +$371K
BAC icon
64
Bank of America
BAC
$440B
$915K 0.3%
31,368
+5,664
+22% +$163K
HYG icon
65
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$914K 0.3%
10,480
+43
+0.4% +$3.73K
VZ icon
66
Verizon
VZ
$195B
$913K 0.3%
15,122
+7,140
+89% +$411K
CVX icon
67
Chevron
CVX
$385B
$904K 0.3%
7,623
+868
+13% +$105K
VT icon
68
Vanguard Total World Stock ETF
VT
$79.4B
$868K 0.29%
11,604
-292
-2% -$21.8K
VTI icon
69
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$865K 0.29%
5,730
-233
-4% -$35.1K
IWM icon
70
iShares Russell 2000 ETF
IWM
$83B
$862K 0.28%
5,697
-301
-5% -$46K
RDVY icon
71
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$859K 0.28%
26,971
-2,995
-10% -$93.6K
NKE icon
72
Nike
NKE
$61.6B
$828K 0.27%
8,820
-1,094
-11% -$93.8K
EMB icon
73
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$782K 0.26%
6,895
+12
+0.2% +$1.36K
ABBV icon
74
AbbVie
ABBV
$433B
$776K 0.26%
10,244
+6,411
+167% +$440K
VTV icon
75
Vanguard Morningstar Value ETF
VTV
$191B
$774K 0.26%
6,938
+340
+5% +$37.6K
1 2
3
4 5

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PHS
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MAM
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LCM
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KCM
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DAM
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CF
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MIA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.