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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+1.24%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$12.2M
Cap. Flow
-$15.4M
Cap. Flow %
-5.07%
Top 10 Hldgs %
32.77%
Holding
1,187
New
63
Increased
318
Reduced
262
Closed
76

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$4.76M
2
MO icon
Altria Group
MO
+$700K
3
PEG icon
Public Service Enterprise Group
PEG
+$609K
4
VALQ icon
American Century US Quality Value ETF
VALQ
+$592K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$575K

Top Sells

Rank Stock Value
1
IGHG icon
ProShares Investment Grade-Interest Rate Hedged
IGHG
+$2.53M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.77M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$1.59M
4
SLV icon
iShares Silver Trust
SLV
+$1.45M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$901K

Sector Composition

Rank Sector Weight
1 Technology 5.71%
2 Financials 5.27%
3 Consumer Discretionary 3.75%
4 Communication Services 3.27%
5 Industrials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
701
Weyerhaeuser
WY
$18.3B
$13K ﹤0.01%
464
+3
+0.7% +$78
AIVC
702
Amplify Bloomberg AI Equal Weight ETF
AIVC
$119M
$13K ﹤0.01%
350
– –
WBT
703
DELISTED
Welbilt, Inc.
WBT
$13K ﹤0.01%
750
-8,600
-92% -$140K
PFPT
704
DELISTED
Proofpoint, Inc.
PFPT
$13K ﹤0.01%
100
– –
INF
705
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$13K ﹤0.01%
962
+18
+2% +$238
AGZD icon
706
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$12K ﹤0.01%
522
– –
ATO icon
707
Atmos Energy
ATO
$29.1B
$12K ﹤0.01%
108
– –
BEP icon
708
Brookfield Renewable
BEP
$9.82B
$12K ﹤0.01%
+563
New +$11K
CCI icon
709
Crown Castle
CCI
$31.9B
$12K ﹤0.01%
84
-51
-38% -$7.05K
CHWY icon
710
Chewy
CHWY
$9.59B
$12K ﹤0.01%
500
– –
EXPE icon
711
Expedia Group
EXPE
$36.8B
$12K ﹤0.01%
88
+1
+1% +$132
FDN icon
712
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$12K ﹤0.01%
90
-750
-89% -$106K
HYD icon
713
VanEck High Yield Muni ETF
HYD
$4.44B
$12K ﹤0.01%
184
– –
ITM icon
714
VanEck Intermediate Muni ETF
ITM
$2.15B
$12K ﹤0.01%
231
+1
+0.4% +$50
MNST icon
715
Monster Beverage
MNST
$92.1B
$12K ﹤0.01%
400
– –
PBA icon
716
Pembina Pipeline
PBA
$27.9B
$12K ﹤0.01%
321
+4
+1% +$148
PJP icon
717
Invesco Pharmaceuticals ETF
PJP
$477M
$12K ﹤0.01%
219
– –
TNL icon
718
Travel + Leisure Co
TNL
$4.74B
$12K ﹤0.01%
250
– –
TROW icon
719
T. Rowe Price
TROW
$24.2B
$12K ﹤0.01%
102
– –
VRTX icon
720
Vertex Pharmaceuticals
VRTX
$123B
$12K ﹤0.01%
71
– –
XTN icon
721
State Street SPDR S&P Transportation ETF
XTN
$395M
$12K ﹤0.01%
200
– –
ABB
722
DELISTED
ABB Ltd
ABB
$12K ﹤0.01%
595
– –
DNI
723
DELISTED
Dividend and Income Fund
DNI
$12K ﹤0.01%
1,000
-9,345
-90% -$108K
BGY icon
724
BlackRock Enhanced International Dividend Trust
BGY
$526M
$11K ﹤0.01%
2,039
-8,086
-80% -$44.2K
BXMT icon
725
Blackstone Mortgage Trust
BXMT
$2.33B
$11K ﹤0.01%
306
+6
+2% +$213
27 28
29
30 31

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Golden State Wealth Management held 1,187 positions worth $303M, down 3.9% from $315M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Golden State Wealth Management withdrew a net $15.4M in Q3 2019, closing 76 positions and reducing 262 holdings. Its most notable exit was ProShares Investment Grade-Interest Rate Hedged, an estimated $2.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in Public Service Enterprise Group worth $633K.

  • Golden State Wealth Management's largest Q3 2019 buy was Public Service Enterprise Group: 10,202 shares worth $633K.
  • Golden State Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q3 2019, an estimated $4.76M increase.
  • Golden State Wealth Management's biggest Q3 2019 reduction was Invesco Variable Rate Preferred ETF, cutting an estimated $1.77M.
  • Golden State Wealth Management fully exited ProShares Investment Grade-Interest Rate Hedged in Q3 2019, selling an estimated $2.53M.
  • Golden State Wealth Management's ten largest holdings make up 33% of its $303M portfolio in Q3 2019.
  • Golden State Wealth Management opened 63 new positions and closed 76 in Q3 2019.
  • Golden State Wealth Management's portfolio value fell 3.9% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q3 2019, filed 23 Oct 2019.