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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$30.3M 7.44%
504,839
+46,399
+10% +$2.79M
SCHF icon
2
Schwab International Equity ETF
SCHF
$66.6B
$17.6M 4.31%
1,046,592
+11,674
+1% +$192K
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$12.7M 3.12%
1,096,440
+17,800
+2% +$196K
SCHV
4
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$12.4M 3.05%
620,745
+13,959
+2% +$270K
FCVT icon
5
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$10.8M 2.64%
325,991
+68,127
+26% +$2.18M
IVV icon
6
iShares Core S&P 500 ETF
IVV
$878B
$10.5M 2.56%
32,365
+131
+0.4% +$40.5K
IJH icon
7
iShares Core S&P Mid-Cap ETF
IJH
$122B
$9.66M 2.37%
234,725
+3,760
+2% +$149K
IVE icon
8
iShares S&P 500 Value ETF
IVE
$49B
$8.06M 1.98%
61,953
-377
-0.6% -$46.9K
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$7.96M 1.95%
121,391
+4,172
+4% +$268K
IVW icon
10
iShares S&P 500 Growth ETF
IVW
$73.8B
$7.8M 1.91%
161,216
+4,904
+3% +$227K
FTC icon
11
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$7.58M 1.86%
103,962
-2,674
-3% -$189K
ITOT icon
12
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$7.52M 1.84%
103,403
+18,875
+22% +$1.31M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$6.96M 1.71%
21,627
-12,233
-36% -$3.77M
FTA icon
14
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$6.63M 1.63%
117,377
-70,601
-38% -$3.79M
VTI icon
15
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.63M 1.63%
40,535
-3,155
-7% -$494K
FMHI icon
16
First Trust Municipal High Income ETF
FMHI
$987M
$6.07M 1.49%
113,875
-380
-0.3% -$20.2K
IEMG icon
17
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$5.83M 1.43%
108,482
-1,651
-1% -$85.1K
AGG icon
18
iShares Core US Aggregate Bond ETF
AGG
$137B
$5.59M 1.37%
49,764
+6,955
+16% +$784K
MDYG icon
19
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$5.53M 1.35%
96,788
+3,500
+4% +$192K
AAPL icon
20
Apple
AAPL
$4.54T
$5.12M 1.26%
69,788
+1,428
+2% +$91.9K
MDYV icon
21
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$5.11M 1.25%
93,325
+924
+1% +$48.7K
IEFA icon
22
iShares Core MSCI EAFE ETF
IEFA
$190B
$4.99M 1.22%
76,553
+4,457
+6% +$283K
FMB icon
23
First Trust Managed Municipal ETF
FMB
$2.04B
$4.51M 1.11%
81,162
+1,782
+2% +$98.8K
FNX icon
24
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$4.37M 1.07%
60,284
+9,285
+18% +$649K
SCHO icon
25
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$4.08M 1%
161,520
-59,456
-27% -$1.5M
1
2 3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.