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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$28.8M 2.82%
203,869
+40,133
+25% +$5.91M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$23.4M 2.29%
54,513
+15,118
+38% +$6.67M
AMZN icon
3
Amazon
AMZN
$2.92T
$21.6M 2.11%
131,620
+28,160
+27% +$4.86M
MSFT icon
4
Microsoft
MSFT
$3.45T
$20.3M 1.99%
72,101
+23,979
+50% +$6.98M
HYLS icon
5
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$17.6M 1.72%
365,575
+10,069
+3% +$487K
IVV icon
6
iShares Core S&P 500 ETF
IVV
$878B
$16.1M 1.57%
37,341
+9,134
+32% +$4.05M
IVW icon
7
iShares S&P 500 Growth ETF
IVW
$73.8B
$15.7M 1.53%
212,114
+38,033
+22% +$2.9M
DEED icon
8
First Trust Securitized Plus ETF
DEED
$79.8M
$13.8M 1.35%
533,743
-8,081
-1% -$210K
IJH icon
9
iShares Core S&P Mid-Cap ETF
IJH
$122B
$13.2M 1.29%
250,390
+41,850
+20% +$2.25M
FDN icon
10
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$12.5M 1.22%
52,880
+1,140
+2% +$279K
META icon
11
Meta Platforms (Facebook)
META
$1.42T
$12.3M 1.2%
36,144
+13,738
+61% +$4.95M
GOOGL icon
12
Alphabet (Google) Class A
GOOGL
$4.36T
$12M 1.17%
89,400
+29,220
+49% +$3.98M
FTSL icon
13
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$10.8M 1.06%
226,079
+1,520
+0.7% +$72.8K
IVE icon
14
iShares S&P 500 Value ETF
IVE
$49B
$10.4M 1.02%
71,682
+19,183
+37% +$2.86M
FPE icon
15
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$10.2M 1%
496,630
+131,754
+36% +$2.72M
FVD icon
16
First Trust Value Line Dividend Fund
FVD
$8.32B
$9.96M 0.97%
254,102
-28,272
-10% -$1.15M
FTSM icon
17
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$9.29M 0.91%
154,941
-11,163
-7% -$669K
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$8.76M 0.86%
363,274
+12,716
+4% +$301K
SCHV
19
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$8.68M 0.85%
385,968
-3,945
-1% -$91.3K
ARKG icon
20
ARK Genomic Revolution ETF
ARKG
$1.55B
$8.49M 0.83%
113,607
-33,962
-23% -$2.85M
MINT icon
21
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$8.35M 0.82%
81,897
+3,716
+5% +$379K
VOO icon
22
Vanguard S&P 500 ETF
VOO
$979B
$8.31M 0.81%
21,070
+7,656
+57% +$3.11M
NVDA icon
23
NVIDIA
NVDA
$4.86T
$7.87M 0.77%
379,850
+149,250
+65% +$3.1M
SPDW icon
24
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$7.82M 0.76%
216,075
+3,900
+2% +$145K
IJR icon
25
iShares Core S&P Small-Cap ETF
IJR
$109B
$7.75M 0.76%
70,953
+33,197
+88% +$3.66M
1
2 3 4 5

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.