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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDSF icon
1
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$22.2M 3.45%
1,097,382
+157,053
+17% +$3.2M
HYLS icon
2
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$17.2M 2.67%
353,727
-68,235
-16% -$3.33M
AAPL icon
3
Apple
AAPL
$4.54T
$16.1M 2.5%
131,922
+43,135
+49% +$5.54M
ARKG icon
4
ARK Genomic Revolution ETF
ARKG
$1.55B
$14.1M 2.2%
159,189
+31,997
+25% +$3.17M
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$12.5M 1.94%
31,464
-6,342
-17% -$2.45M
AMZN icon
6
Amazon
AMZN
$2.92T
$12.1M 1.88%
78,300
+27,420
+54% +$4.35M
IVW icon
7
iShares S&P 500 Growth ETF
IVW
$73.8B
$11.9M 1.85%
182,832
-1,604
-0.9% -$104K
IVV icon
8
iShares Core S&P 500 ETF
IVV
$878B
$11.8M 1.83%
29,572
-638
-2% -$247K
IJH icon
9
iShares Core S&P Mid-Cap ETF
IJH
$122B
$10.5M 1.63%
201,145
+970
+0.5% +$48.4K
FDN icon
10
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$10.1M 1.57%
46,181
+18,011
+64% +$4.01M
FTSM icon
11
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$9.98M 1.55%
166,396
-356,654
-68% -$21.4M
SCHV
12
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$9.24M 1.44%
424,524
+54,399
+15% +$1.13M
FTCS icon
13
First Trust Capital Strength ETF
FTCS
$7.91B
$9.16M 1.42%
129,408
+44,745
+53% +$3.04M
FCVT icon
14
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$7.87M 1.22%
156,785
+16,641
+12% +$864K
FIXD icon
15
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$7.58M 1.18%
143,451
+4,564
+3% +$246K
IVE icon
16
iShares S&P 500 Value ETF
IVE
$49B
$7.43M 1.16%
52,641
+1,450
+3% +$195K
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$7.33M 1.14%
106,013
-17,739
-14% -$1.2M
MINT icon
18
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$7.29M 1.13%
71,542
+62,400
+683% +$6.37M
FVD icon
19
First Trust Value Line Dividend Fund
FVD
$8.32B
$7.27M 1.13%
191,385
-27,953
-13% -$1.01M
FPE icon
20
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$6.96M 1.08%
345,570
-10,950
-3% -$221K
MSFT icon
21
Microsoft
MSFT
$3.45T
$6.85M 1.06%
29,048
+10,505
+57% +$2.44M
SCHG icon
22
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$6.83M 1.06%
421,328
+60,480
+17% +$984K
WCLD
23
WisdomTree Cloud Computing Fund
WCLD
$271M
$6.07M 0.94%
126,098
-608
-0.5% -$32.5K
IEMG icon
24
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$5.7M 0.89%
88,586
+26,591
+43% +$1.75M
MDYV icon
25
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$5.66M 0.88%
86,518
-2,113
-2% -$130K
1
2 3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.