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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+2.62%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$55.8M
Cap. Flow
+$48.2M
Cap. Flow %
14.69%
Top 10 Hldgs %
30.81%
Holding
298
New
86
Increased
104
Reduced
72
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$5.77M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.54M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.45M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.44M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.21M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.98M
2
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$2.6M
3
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$2.3M
4
ILMN icon
Illumina
ILMN
+$1.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 3.1%
2 Communication Services 2.03%
3 Healthcare 1.93%
4 Consumer Discretionary 1.93%
5 Financials 1.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
1
Schwab International Equity ETF
SCHF
$66.6B
$16.5M 5.02%
1,026,956
+90,832
+10% +$1.44M
FTSM icon
2
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$15.3M 4.65%
254,335
+96,017
+61% +$5.77M
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$11.2M 3.42%
599,913
+63,939
+12% +$1.18M
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$11.2M 3.42%
1,077,696
+105,832
+11% +$1.08M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$878B
$9.9M 3.02%
33,576
-5,281
-14% -$1.53M
VTI icon
6
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$8.7M 2.65%
57,948
+15,019
+35% +$2.21M
FTA icon
7
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$8.15M 2.48%
156,399
+22,316
+17% +$1.15M
FCVT icon
8
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$7.58M 2.31%
241,817
-6,768
-3% -$208K
SCHO icon
9
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$6.51M 1.98%
257,462
-31,304
-11% -$786K
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$6.08M 1.85%
98,551
-8,089
-8% -$486K
ITOT icon
11
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.35M 1.63%
80,235
+10,180
+15% +$667K
FMHI icon
12
First Trust Municipal High Income ETF
FMHI
$987M
$5.25M 1.6%
100,424
-4,916
-5% -$255K
FTC icon
13
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$5.08M 1.55%
72,171
+51,862
+255% +$3.54M
MDYG icon
14
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$4.99M 1.52%
91,891
+9,964
+12% +$530K
MDYV icon
15
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.67M 1.42%
90,862
+10,379
+13% +$529K
AGG icon
16
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.52M 1.38%
40,617
+8,144
+25% +$890K
VUG icon
17
Vanguard Morningstar Growth ETF
VUG
$220B
$4.4M 1.34%
161,628
-149,154
-48% -$3.98M
SPY icon
18
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$4.3M 1.31%
14,666
-1,324
-8% -$381K
FNY icon
19
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$3.97M 1.21%
87,678
+5,419
+7% +$240K
VOO icon
20
Vanguard S&P 500 ETF
VOO
$979B
$3.94M 1.2%
14,639
+1,049
+8% +$278K
SCHH icon
21
Schwab US REIT ETF
SCHH
$11.5B
$3.7M 1.13%
166,418
+22,736
+16% +$507K
SCHE icon
22
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$3.58M 1.09%
136,345
+14,670
+12% +$380K
FDN icon
23
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$3.34M 1.02%
23,201
-2,054
-8% -$293K
AMZN icon
24
Amazon
AMZN
$2.92T
$3.3M 1.01%
34,840
+3,720
+12% +$347K
SLYV icon
25
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$2.96M 0.9%
48,841
+5,500
+13% +$333K
1
2 3 4 5

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q2 2019 Portfolio in Review

As of Q2 2019, Gladstone Institutional Advisory held 298 positions worth $328M, up 20% from $272M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $48.2M of net new capital in Q2 2019, opening 86 new positions and adding to 104 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 45,198 shares worth $2.48M.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $3.98M trimmed.

  • Gladstone Institutional Advisory's largest Q2 2019 buy was First Trust Managed Municipal ETF: 45,198 shares worth $2.48M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q2 2019, an estimated $5.77M increase.
  • Gladstone Institutional Advisory's biggest Q2 2019 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $3.98M.
  • Gladstone Institutional Advisory fully exited First Trust Multi Cap Growth AlphaDEX Fund in Q2 2019, selling an estimated $1.2M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $328M portfolio in Q2 2019.
  • Gladstone Institutional Advisory opened 86 new positions and closed 31 in Q2 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $328M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2019, filed 14 Aug 2019.