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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-15.77%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$388M
AUM Growth
-$20.4M
Cap. Flow
+$59.5M
Cap. Flow %
15.36%
Top 10 Hldgs %
32.15%
Holding
330
New
57
Increased
131
Reduced
75
Closed
62

Top Buys

Rank Stock Value
1
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$8.87M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$5.28M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.63M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.57M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$2.73M

Top Sells

Rank Stock Value
1
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.47M
2
FNX icon
First Trust Mid Cap Core AlphaDEX Fund
FNX
+$3.29M
3
FMHI icon
First Trust Municipal High Income ETF
FMHI
+$3.08M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.44M
5
FYX icon
First Trust Small Cap Core AlphaDEX Fund
FYX
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 4.04%
2 Healthcare 3.34%
3 Communication Services 2.17%
4 Consumer Discretionary 2.03%
5 Financials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$30.9M 7.97%
522,950
+18,111
+4% +$1.08M
SCHF icon
2
Schwab International Equity ETF
SCHF
$66.6B
$18M 4.63%
1,390,000
+343,408
+33% +$5.28M
SCHG icon
3
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$14M 3.62%
1,409,432
+312,992
+29% +$3.57M
SCHV
4
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$12.1M 3.12%
818,832
+198,087
+32% +$3.63M
FCVT icon
5
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$9.11M 2.35%
318,519
-7,472
-2% -$242K
LDSF icon
6
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$8.55M 2.21%
+435,838
New +$8.87M
IVV icon
7
iShares Core S&P 500 ETF
IVV
$878B
$8.31M 2.15%
32,176
-189
-0.6% -$57.9K
ITOT icon
8
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$8.19M 2.11%
143,169
+39,766
+38% +$2.73M
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$7.97M 2.06%
147,574
+26,183
+22% +$1.66M
IVW icon
10
iShares S&P 500 Growth ETF
IVW
$73.8B
$7.51M 1.94%
181,976
+20,760
+13% +$982K
VTI icon
11
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$7.42M 1.91%
57,544
+17,009
+42% +$2.63M
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$122B
$7.08M 1.83%
245,910
+11,185
+5% +$416K
AGG icon
13
iShares Core US Aggregate Bond ETF
AGG
$137B
$6.7M 1.73%
58,050
+8,286
+17% +$944K
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$6.13M 1.58%
23,766
+2,139
+10% +$652K
FTA icon
15
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$6.06M 1.56%
164,731
+47,354
+40% +$2.35M
AAPL icon
16
Apple
AAPL
$4.54T
$5.57M 1.44%
87,676
+17,888
+26% +$1.32M
MDYG icon
17
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$5.39M 1.39%
125,864
+29,076
+30% +$1.53M
IVE icon
18
iShares S&P 500 Value ETF
IVE
$49B
$5.1M 1.32%
53,032
-8,921
-14% -$1.06M
AMZN icon
19
Amazon
AMZN
$2.92T
$4.84M 1.25%
49,640
+10,620
+27% +$1.03M
MDYV icon
20
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.45M 1.15%
126,218
+32,893
+35% +$1.59M
FMB icon
21
First Trust Managed Municipal ETF
FMB
$2.04B
$4.43M 1.14%
81,998
+836
+1% +$46.5K
IEMG icon
22
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$4.36M 1.12%
107,680
-802
-0.7% -$39.4K
VOO icon
23
Vanguard S&P 500 ETF
VOO
$979B
$4.22M 1.09%
17,834
+4,563
+34% +$1.28M
IEFA icon
24
iShares Core MSCI EAFE ETF
IEFA
$190B
$4.19M 1.08%
83,903
+7,350
+10% +$437K
SCHE icon
25
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$4M 1.03%
193,164
+48,868
+34% +$1.22M
1
2 3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q1 2020 Portfolio in Review

As of Q1 2020, Gladstone Institutional Advisory held 330 positions worth $388M, down 5% from $408M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Gladstone Institutional Advisory deployed $59.5M of net new capital in Q1 2020, opening 57 new positions and adding to 131 existing holdings. Its largest new stake was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.

By sector, the portfolio is most concentrated in Technology at 4% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Trust Large Cap Growth AlphaDEX Fund, an estimated $3.47M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2020 buy was First Trust Low Duration Strategic Focus ETF: 435,838 shares worth $8.55M.
  • Gladstone Institutional Advisory added most to Schwab International Equity ETF in Q1 2020, an estimated $5.28M increase.
  • Gladstone Institutional Advisory's biggest Q1 2020 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $3.47M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Value AlphaDEX Fund in Q1 2020, selling an estimated $2.14M.
  • Gladstone Institutional Advisory's ten largest holdings make up 32% of its $388M portfolio in Q1 2020.
  • Gladstone Institutional Advisory opened 57 new positions and closed 62 in Q1 2020.
  • Gladstone Institutional Advisory's portfolio value fell 5% quarter-over-quarter to $388M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2020, filed 14 May 2020.