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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$20.3M 4.86%
338,874
+72,959
+27% +$4.38M
LDSF icon
2
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$19.7M 4.71%
968,606
+85,464
+10% +$1.74M
HYLS icon
3
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$18.8M 4.49%
398,306
+79,201
+25% +$3.74M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$13.4M 3.21%
40,100
+3,840
+11% +$1.27M
FTSL icon
5
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$13.4M 3.19%
290,337
+94,101
+48% +$4.34M
FIXD icon
6
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$12.5M 2.99%
227,353
+181,976
+401% +$10.1M
FPE icon
7
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$11M 2.63%
575,293
+222,935
+63% +$4.26M
IVW icon
8
iShares S&P 500 Growth ETF
IVW
$73.8B
$10.6M 2.54%
184,128
+2,372
+1% +$134K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$878B
$10.3M 2.47%
30,786
+23
+0.1% +$7.65K
AAPL icon
10
Apple
AAPL
$4.54T
$9.71M 2.32%
83,869
+753
+0.9% +$82.2K
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$8.73M 2.09%
136,971
-1,424
-1% -$90.4K
AMZN icon
12
Amazon
AMZN
$2.92T
$7.4M 1.77%
47,020
+2,640
+6% +$416K
IJH icon
13
iShares Core S&P Mid-Cap ETF
IJH
$122B
$7.32M 1.75%
197,365
-470
-0.2% -$17.6K
SCHV
14
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$6.17M 1.47%
354,771
-174,552
-33% -$3.05M
IVE icon
15
iShares S&P 500 Value ETF
IVE
$49B
$5.87M 1.4%
52,170
+43
+0.1% +$4.87K
FVD icon
16
First Trust Value Line Dividend Fund
FVD
$8.32B
$5.71M 1.37%
181,666
-55,191
-23% -$1.75M
ITOT icon
17
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.58M 1.33%
73,876
-34,770
-32% -$2.59M
SCHG icon
18
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$5.04M 1.2%
350,360
-536,912
-61% -$7.48M
FMB icon
19
First Trust Managed Municipal ETF
FMB
$2.04B
$4.82M 1.15%
86,685
-36,945
-30% -$2.06M
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.79M 1.14%
40,559
-7,487
-16% -$888K
VTI icon
21
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$4.45M 1.06%
26,146
+1,206
+5% +$203K
FCVT icon
22
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$4.29M 1.02%
106,295
-40,604
-28% -$1.59M
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$4.16M 0.99%
61,097
+55,396
+972% +$3.77M
MSFT icon
24
Microsoft
MSFT
$3.45T
$4.02M 0.96%
19,095
+1,365
+8% +$287K
VOO icon
25
Vanguard S&P 500 ETF
VOO
$979B
$4.01M 0.96%
13,042
-803
-6% -$245K
1
2 3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.