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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$27.5M 7%
458,440
+204,105
+80% +$12.3M
SCHF icon
2
Schwab International Equity ETF
SCHF
$66.6B
$16.5M 4.19%
1,034,918
+7,962
+0.8% +$125K
SCHV
3
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$11.5M 2.92%
606,786
+6,873
+1% +$129K
SCHG icon
4
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$11.3M 2.88%
1,078,640
+944
+0.1% +$9.95K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$10M 2.56%
33,860
+19,194
+131% +$5.67M
FTA icon
6
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$9.69M 2.47%
187,978
+31,579
+20% +$1.62M
IVV icon
7
iShares Core S&P 500 ETF
IVV
$878B
$9.62M 2.45%
32,234
-1,342
-4% -$399K
IJH icon
8
iShares Core S&P Mid-Cap ETF
IJH
$122B
$8.93M 2.27%
230,965
+155,280
+205% +$5.97M
FCVT icon
9
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$8.04M 2.05%
257,864
+16,047
+7% +$506K
USMV icon
10
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$7.51M 1.91%
117,219
+18,668
+19% +$1.18M
FTC icon
11
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$7.46M 1.9%
106,636
+34,465
+48% +$2.44M
IVE icon
12
iShares S&P 500 Value ETF
IVE
$49B
$7.43M 1.89%
62,330
+46,474
+293% +$5.45M
IVW icon
13
iShares S&P 500 Growth ETF
IVW
$73.8B
$7.04M 1.79%
156,312
+137,064
+712% +$6.2M
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$6.6M 1.68%
43,690
-14,258
-25% -$2.15M
FMHI icon
15
First Trust Municipal High Income ETF
FMHI
$987M
$6.08M 1.55%
114,255
+13,831
+14% +$733K
ITOT icon
16
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$5.67M 1.44%
84,528
+4,293
+5% +$288K
SCHO icon
17
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$5.59M 1.42%
220,976
-36,486
-14% -$922K
IEMG icon
18
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$5.4M 1.37%
110,133
+62,962
+133% +$3.12M
MDYG icon
19
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$5.01M 1.27%
93,288
+1,397
+2% +$75.3K
AGG icon
20
iShares Core US Aggregate Bond ETF
AGG
$137B
$4.84M 1.23%
42,809
+2,192
+5% +$246K
MDYV icon
21
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.74M 1.21%
92,401
+1,539
+2% +$77.7K
VOO icon
22
Vanguard S&P 500 ETF
VOO
$979B
$4.49M 1.14%
16,469
+1,830
+13% +$497K
FMB icon
23
First Trust Managed Municipal ETF
FMB
$2.04B
$4.41M 1.12%
79,380
+34,182
+76% +$1.9M
FNY icon
24
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$4.41M 1.12%
98,535
+10,857
+12% +$498K
IEFA icon
25
iShares Core MSCI EAFE ETF
IEFA
$190B
$4.4M 1.12%
72,096
+37,224
+107% +$2.25M
1
2 3 4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.