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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$31.4M 6.26%
523,050
+184,176
+54% +$11.1M
HYLS icon
2
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$20.6M 4.1%
421,962
+23,656
+6% +$1.14M
LDSF icon
3
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$19.2M 3.83%
940,329
-28,277
-3% -$578K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$14.1M 2.82%
37,806
-2,294
-6% -$814K
ARKG icon
5
ARK Genomic Revolution ETF
ARKG
$1.55B
$11.9M 2.36%
127,192
+109,845
+633% +$8.75M
AAPL icon
6
Apple
AAPL
$4.54T
$11.8M 2.35%
88,787
+4,918
+6% +$592K
IVW icon
7
iShares S&P 500 Growth ETF
IVW
$73.8B
$11.8M 2.34%
184,436
+308
+0.2% +$18.7K
IVV icon
8
iShares Core S&P 500 ETF
IVV
$878B
$11.3M 2.26%
30,210
-576
-2% -$205K
FTSL icon
9
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$10.7M 2.13%
224,829
-65,508
-23% -$3.06M
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$122B
$9.2M 1.83%
200,175
+2,810
+1% +$118K
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$8.4M 1.67%
123,752
-13,219
-10% -$870K
AMZN icon
12
Amazon
AMZN
$2.92T
$8.29M 1.65%
50,880
+3,860
+8% +$616K
FVD icon
13
First Trust Value Line Dividend Fund
FVD
$8.32B
$7.69M 1.53%
219,338
+37,672
+21% +$1.27M
FIXD icon
14
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$7.6M 1.51%
138,887
-88,466
-39% -$4.87M
SCHV
15
Schwab US Large-Cap Value ETF
SCHV
$15.7B
$7.34M 1.46%
370,125
+15,354
+4% +$287K
FPE icon
16
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$7.2M 1.43%
356,520
-218,773
-38% -$4.32M
FCVT icon
17
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$6.86M 1.37%
140,144
+33,849
+32% +$1.5M
WCLD
18
WisdomTree Cloud Computing Fund
WCLD
$271M
$6.79M 1.35%
126,706
+101,191
+397% +$4.83M
IVE icon
19
iShares S&P 500 Value ETF
IVE
$49B
$6.55M 1.31%
51,191
-979
-2% -$118K
FDN icon
20
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$5.98M 1.19%
28,170
+21,345
+313% +$4.32M
SCHG icon
21
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$5.79M 1.15%
360,848
+10,488
+3% +$159K
FTCS icon
22
First Trust Capital Strength ETF
FTCS
$7.91B
$5.71M 1.14%
84,663
+78,146
+1,199% +$5.11M
FTC icon
23
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$5.41M 1.08%
55,955
+34,897
+166% +$3.15M
MDYV icon
24
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.92M 0.98%
88,631
+2,538
+3% +$128K
EFAV icon
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
$4.75M 0.95%
64,702
+3,605
+6% +$254K
1
2 3 4 5

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.