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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.54B
AUM Growth
-$96.2M
Cap. Flow
-$33.1M
Cap. Flow %
-2.15%
Top 10 Hldgs %
22.35%
Holding
685
New
58
Increased
270
Reduced
261
Closed
66

Top Buys

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$27.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$11M
3
RECS icon
Columbia Research Enhanced Core ETF
RECS
+$10M
4
BUFQ icon
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
+$8.18M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$6.74M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$19.2M
2
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$15M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.58M
4
ITB icon
iShares US Home Construction ETF
ITB
+$8.23M
5
TOL icon
Toll Brothers
TOL
+$8.16M

Sector Composition

Rank Sector Weight
1 Technology 9.66%
2 Healthcare 4.1%
3 Consumer Discretionary 4.04%
4 Financials 3.88%
5 Industrials 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$40.5M 2.62%
94,677
-6,589
-7% -$2.93M
AAPL icon
2
Apple
AAPL
$4.54T
$39.7M 2.57%
232,016
-1,636
-0.7% -$300K
USFR icon
3
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$39.2M 2.54%
779,082
+83,394
+12% +$4.2M
QQQM icon
4
Invesco NASDAQ 100 ETF
QQQM
$96.7B
$38.8M 2.52%
263,487
-1,728
-0.7% -$264K
VOO icon
5
Vanguard S&P 500 ETF
VOO
$979B
$35.8M 2.32%
91,277
+3,173
+4% +$1.3M
SPYM
6
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$34.8M 2.26%
693,345
-287,171
-29% -$15M
IVV icon
7
iShares Core S&P 500 ETF
IVV
$878B
$33.4M 2.16%
77,800
+3,626
+5% +$1.62M
GSY icon
8
Invesco Ultra Short Duration ETF
GSY
$3.86B
$32.3M 2.09%
649,529
+126,232
+24% +$6.28M
BUFR icon
9
FT Vest Fund of Buffer ETFs
BUFR
$10.1B
$26.5M 1.72%
+1,083,721
New +$27.2M
MSFT icon
10
Microsoft
MSFT
$3.45T
$23.9M 1.55%
75,795
-2,396
-3% -$792K
LGOV icon
11
First Trust Long Duration Opportunities ETF
LGOV
$617M
$22.3M 1.45%
1,101,805
+23,149
+2% +$496K
AMZN icon
12
Amazon
AMZN
$2.92T
$20M 1.29%
157,220
-7,725
-5% -$1.04M
JPM icon
13
JPMorgan Chase
JPM
$935B
$17.3M 1.12%
119,330
+39,561
+50% +$5.93M
RSP icon
14
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$16M 1.04%
113,245
-47,076
-29% -$7.03M
NVDA icon
15
NVIDIA
NVDA
$4.86T
$15M 0.97%
344,590
-12,700
-4% -$569K
GSLC icon
16
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$14.7M 0.95%
174,977
-2,170
-1% -$190K
EDV icon
17
Vanguard World Funds Extended Duration ETF
EDV
$3.22B
$14.6M 0.95%
208,635
+3,046
+1% +$239K
IVW icon
18
iShares S&P 500 Growth ETF
IVW
$73.8B
$14.3M 0.93%
209,620
+3,980
+2% +$282K
IVE icon
19
iShares S&P 500 Value ETF
IVE
$49B
$14.2M 0.92%
92,441
+2,683
+3% +$434K
XLE icon
20
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$13M 0.84%
288,602
+154,000
+114% +$6.74M
FTSM icon
21
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$12.3M 0.8%
207,607
+22,083
+12% +$1.32M
COWZ icon
22
Pacer US Cash Cows 100 ETF
COWZ
$18.8B
$12.2M 0.79%
247,272
+218,623
+763% +$11M
IJR icon
23
iShares Core S&P Small-Cap ETF
IJR
$109B
$11.5M 0.74%
121,559
+5,929
+5% +$592K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$122B
$11.1M 0.72%
222,540
+12,205
+6% +$640K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.36T
$10.7M 0.69%
81,720
-23,689
-22% -$3.06M
1
2 3 4 5

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Gladstone Institutional Advisory held 685 positions worth $1.54B, down 5.9% from $1.64B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory's Q3 2023 filing shows 58 new, 270 increased, 261 reduced and 66 closed positions. Its largest new stake was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M. The largest sale was State Street Technology Select Sector SPDR ETF, an estimated $19.2M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, down from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Gladstone Institutional Advisory's largest Q3 2023 buy was FT Vest Fund of Buffer ETFs: 1,083,721 shares worth $26.5M.
  • Gladstone Institutional Advisory added most to Pacer US Cash Cows 100 ETF in Q3 2023, an estimated $11M increase.
  • Gladstone Institutional Advisory's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $19.2M.
  • Gladstone Institutional Advisory fully exited iShares US Home Construction ETF in Q3 2023, selling an estimated $8.23M.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2023.
  • Gladstone Institutional Advisory opened 58 new positions and closed 66 in Q3 2023.
  • Gladstone Institutional Advisory's portfolio value fell 5.9% quarter-over-quarter to $1.54B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2023, filed 13 Nov 2023.