Gladstone Institutional Advisory’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Gladstone Institutional Advisory’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-101,742	Closed	-$1.79M	–	264
2020 Q1	$1.79M	Sell	101,742 -5,686	-5%	-$134K	0.46%	49
2019 Q4	$2.85M	Sell	107,428 -17,612	-14%	-$433K	0.7%	35
2019 Q3	$2.94M	Buy	125,040 +24,944	+25%	+$602K	0.75%	33
2019 Q2	$2.52M	Buy	+100,096	New	+$2.44M	0.77%	29

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

Gladstone Institutional Advisory's FEM Position: Q2 2020 in Review

Gladstone Institutional Advisory sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q2 2020, closing a stake of 101,742 shares — an estimated $1.79M sold.

Gladstone Institutional Advisory first reported a position in FEM in Q2 2019 and held it in 4 quarters. The position peaked at $2.94M in Q3 2019. 105 funds tracked by Wall St. Rank hold FEM as of Q2 2020.

Gladstone Institutional Advisory reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q2 2020 after selling out during the quarter.
Gladstone Institutional Advisory sold 101,742 First Trust Emerging Markets AlphaDEX Fund shares in Q2 2020, an estimated $1.79M.
Gladstone Institutional Advisory first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2019 and held it in 4 quarters.
Gladstone Institutional Advisory's First Trust Emerging Markets AlphaDEX Fund position peaked at $2.94M in Q3 2019.
105 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q2 2020.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.