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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
201
iShares TIPS Bond ETF
TIP
$14.5B
$280K 0.07%
2,396
-247
-9% -$28.7K
IYG icon
202
iShares US Financial Services ETF
IYG
$2.16B
$275K 0.07%
5,427
-900
-14% -$43.2K
IBML
203
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$275K 0.07%
10,647
-768
-7% -$19.8K
HACK icon
204
Amplify Cybersecurity ETF
HACK
$2.68B
$274K 0.07%
6,611
-344
-5% -$13.8K
IGM icon
205
iShares Expanded Tech Sector ETF
IGM
$10B
$271K 0.07%
6,720
-1,020
-13% -$38.8K
IDU icon
206
iShares US Utilities ETF
IDU
$1.35B
$268K 0.07%
3,312
-528
-14% -$42.1K
ARKK icon
207
ARK Innovation ETF
ARKK
$5.66B
$265K 0.07%
5,294
-332
-6% -$15.4K
IWP icon
208
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$264K 0.06%
3,464
-30
-0.9% -$2.2K
SCZ icon
209
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$264K 0.06%
4,237
-30
-0.7% -$1.8K
PM icon
210
Philip Morris
PM
$297B
$263K 0.06%
3,091
-733
-19% -$60.4K
ARKG icon
211
ARK Genomic Revolution ETF
ARKG
$1.55B
$261K 0.06%
+7,784
New +$247K
GSK icon
212
GSK
GSK
$104B
$261K 0.06%
4,442
-1,531
-26% -$85.2K
IGV icon
213
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
$261K 0.06%
5,590
-1,045
-16% -$46.3K
IYJ icon
214
iShares US Industrials ETF
IYJ
$1.98B
$261K 0.06%
3,116
-498
-14% -$40.6K
FV icon
215
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$259K 0.06%
8,199
-267
-3% -$8.1K
IYC icon
216
iShares US Consumer Discretionary ETF
IYC
$1.17B
$259K 0.06%
4,536
-680
-13% -$37.7K
IMCG icon
217
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$257K 0.06%
5,868
-5,142
-47% -$216K
MPT
218
Medical Properties Trust
MPT
$2.77B
$256K 0.06%
12,104
+88
+0.7% +$1.78K
ADSK icon
219
Autodesk
ADSK
$49.5B
$252K 0.06%
1,377
-21
-2% -$3.4K
TXN icon
220
Texas Instruments
TXN
$252B
$252K 0.06%
1,967
+74
+4% +$9.13K
VONG icon
221
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
$252K 0.06%
+5,580
New +$240K
VTV icon
222
Vanguard Morningstar Value ETF
VTV
$188B
$252K 0.06%
2,106
-911
-30% -$105K
CL icon
223
Colgate-Palmolive
CL
$73.1B
$251K 0.06%
3,643
-367
-9% -$25K
FIXD icon
224
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$251K 0.06%
4,840
– –
EA icon
225
Electronic Arts
EA
$53B
$250K 0.06%
2,323
-194
-8% -$19.3K
7 8
9
10 11

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EA
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CVA
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.