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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
176
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$351K 0.09%
3,702
-67
-2% -$5.81K
DGRW icon
177
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$338K 0.08%
+6,973
New +$325K
NOBL icon
178
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$330K 0.08%
8,742
-774
-8% -$28.4K
VYM icon
179
Vanguard High Dividend Yield ETF
VYM
$80.9B
$328K 0.08%
3,496
-79
-2% -$7.16K
PYPL icon
180
PayPal
PYPL
$48.9B
$327K 0.08%
3,025
-1,698
-36% -$177K
HYD icon
181
VanEck High Yield Muni ETF
HYD
$4.43B
$326K 0.08%
5,091
+79
+2% +$5.07K
VB icon
182
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$326K 0.08%
1,968
-1,767
-47% -$281K
DISH
183
DELISTED
DISH Network Corp.
DISH
$326K 0.08%
9,198
– –
GE icon
184
GE Aerospace
GE
$374B
$325K 0.08%
5,839
+234
+4% +$12.1K
LHX icon
185
L3Harris
LHX
$51.6B
$316K 0.08%
1,596
-44
-3% -$8.82K
SDY icon
186
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$309K 0.08%
2,872
-987
-26% -$104K
VMBS icon
187
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$305K 0.07%
5,743
+608
+12% +$32.3K
FGD icon
188
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$304K 0.07%
12,201
+755
+7% +$18.1K
MUB icon
189
iShares National Muni Bond ETF
MUB
$45.1B
$303K 0.07%
2,658
+2
+0.1% +$228
MGV icon
190
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$302K 0.07%
3,461
-662
-16% -$55.5K
RWR icon
191
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$301K 0.07%
2,950
-702
-19% -$72.7K
MBB icon
192
iShares MBS ETF
MBB
$38.9B
$298K 0.07%
2,761
-75
-3% -$8.1K
SOXX icon
193
iShares Semiconductor ETF
SOXX
$41.7B
$297K 0.07%
3,543
-570
-14% -$43.8K
MDLZ icon
194
Mondelez International
MDLZ
$79.5B
$296K 0.07%
5,378
+127
+2% +$6.79K
ORCL icon
195
Oracle
ORCL
$374B
$293K 0.07%
5,534
+64
+1% +$3.52K
SMB icon
196
VanEck Short Muni ETF
SMB
$312M
$293K 0.07%
16,441
-4,211
-20% -$74.8K
WMT icon
197
Walmart Inc
WMT
$885B
$286K 0.07%
7,224
-4,008
-36% -$159K
NEE icon
198
NextEra Energy
NEE
$181B
$283K 0.07%
4,684
-188
-4% -$11K
XLV icon
199
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$283K 0.07%
2,777
-545
-16% -$52.4K
SHOP icon
200
Shopify
SHOP
$152B
$280K 0.07%
7,050
-5,930
-46% -$201K
6 7
8
9 10

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FTUS
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EA
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CVA
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GKWIM
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.