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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
151
iShares Biotechnology ETF
IBB
$9.34B
$1.82M 0.18%
11,282
-222
-2% -$37.4K
RODM icon
152
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
$1.8M 0.18%
59,928
+1,816
+3% +$56.5K
SHW icon
153
Sherwin-Williams
SHW
$82.7B
$1.79M 0.18%
6,408
+5,186
+424% +$1.52M
IWR icon
154
iShares Russell Mid-Cap ETF
IWR
$56B
$1.78M 0.17%
22,805
+2,765
+14% +$221K
NEAR icon
155
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.78M 0.17%
35,447
+4,290
+14% +$215K
QCOM icon
156
Qualcomm
QCOM
$155B
$1.78M 0.17%
13,779
+9,816
+248% +$1.39M
GSLC icon
157
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$1.77M 0.17%
20,608
-566
-3% -$50.2K
COF icon
158
Capital One
COF
$128B
$1.74M 0.17%
10,760
+2,601
+32% +$424K
SLYG icon
159
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$1.73M 0.17%
19,823
+234
+1% +$20.6K
XLF icon
160
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.71M 0.17%
45,543
+13,869
+44% +$519K
TEAM icon
161
Atlassian
TEAM
$25.6B
$1.69M 0.17%
+4,327
New +$1.45M
AUPH icon
162
Aurinia Pharmaceuticals
AUPH
$1.91B
$1.69M 0.17%
76,500
-12,800
-14% -$203K
ARKK icon
163
ARK Innovation ETF
ARKK
$5.66B
$1.68M 0.16%
15,150
+941
+7% +$113K
KOMP icon
164
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.6B
$1.67M 0.16%
27,466
+24,108
+718% +$1.53M
ABBV icon
165
AbbVie
ABBV
$443B
$1.67M 0.16%
15,484
-813
-5% -$92.9K
GS icon
166
Goldman Sachs
GS
$300B
$1.66M 0.16%
4,403
+427
+11% +$167K
AMGN icon
167
Amgen
AMGN
$208B
$1.66M 0.16%
7,792
+1,608
+26% +$370K
SBUX icon
168
Starbucks
SBUX
$120B
$1.65M 0.16%
14,913
+3,378
+29% +$396K
ABT icon
169
Abbott
ABT
$183B
$1.6M 0.16%
13,548
+2,920
+27% +$359K
DES icon
170
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
$1.6M 0.16%
+51,755
New +$1.62M
ASML icon
171
ASML
ASML
$626B
$1.59M 0.16%
2,140
+778
+57% +$612K
UCON icon
172
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$1.58M 0.15%
59,528
+2,316
+4% +$61.7K
DXCM icon
173
DexCom
DXCM
$31.5B
$1.58M 0.15%
+11,532
New +$1.45M
TMFS icon
174
Motley Fool Small-Cap Growth ETF
TMFS
$57.6M
$1.58M 0.15%
+40,314
New +$1.6M
QQEW icon
175
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$1.55M 0.15%
+13,975
New +$1.6M
5 6
7
8 9

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.