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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
151
Vanguard FTSE Developed Markets ETF
VEA
$229B
$437K 0.11%
9,930
-1,492
-13% -$63.6K
SCHK icon
152
Schwab 1000 Index ETF
SCHK
$5.71B
$436K 0.11%
27,632
-288
-1% -$4.36K
CVX icon
153
Chevron
CVX
$392B
$433K 0.11%
3,590
-1,396
-28% -$164K
XMLV icon
154
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
$433K 0.11%
8,045
-3,152
-28% -$167K
ITA icon
155
iShares US Aerospace & Defense ETF
ITA
$14.2B
$429K 0.11%
3,860
-660
-15% -$74.1K
BP icon
156
BP
BP
$116B
$425K 0.1%
11,236
-1,569
-12% -$59.6K
AMGN icon
157
Amgen
AMGN
$208B
$419K 0.1%
1,739
-110
-6% -$24.2K
AVGO icon
158
Broadcom
AVGO
$1.85T
$412K 0.1%
13,050
+1,410
+12% +$42.8K
BX icon
159
Blackstone
BX
$102B
$409K 0.1%
7,304
-1,091
-13% -$56.6K
IBM icon
160
IBM
IBM
$211B
$409K 0.1%
3,192
-538
-14% -$69.9K
KO icon
161
Coca-Cola
KO
$377B
$401K 0.1%
7,250
-446
-6% -$24K
MCD icon
162
McDonald's
MCD
$192B
$391K 0.1%
1,979
-417
-17% -$82.7K
FTCS icon
163
First Trust Capital Strength ETF
FTCS
$7.91B
$385K 0.09%
6,376
+218
+4% +$12.7K
HD icon
164
Home Depot
HD
$331B
$382K 0.09%
1,746
+655
+60% +$148K
VBK icon
165
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$382K 0.09%
1,921
-218
-10% -$41.4K
XLI icon
166
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$376K 0.09%
4,622
-767
-14% -$61.2K
UCON icon
167
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$366K 0.09%
14,137
-3,245
-19% -$83.8K
SCHA icon
168
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$365K 0.09%
19,324
+2,900
+18% +$52.5K
MDT icon
169
Medtronic
MDT
$109B
$363K 0.09%
3,199
-831
-21% -$91.2K
TOTL icon
170
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$363K 0.09%
7,421
+803
+12% +$39.4K
IBB icon
171
iShares Biotechnology ETF
IBB
$9.34B
$362K 0.09%
3,003
-67
-2% -$7.47K
AB icon
172
AllianceBernstein
AB
$3.43B
$361K 0.09%
11,941
+3,858
+48% +$112K
IYW icon
173
iShares US Technology ETF
IYW
$23.6B
$361K 0.09%
6,200
-896
-13% -$48.7K
MMM icon
174
3M
MMM
$90.9B
$359K 0.09%
2,434
-817
-25% -$114K
QCOM icon
175
Qualcomm
QCOM
$155B
$358K 0.09%
4,052
-1,568
-28% -$131K
5 6
7
8 9

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.