We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
126
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$581K 0.14%
18,889
+1,765
+10% +$51.8K
EEM icon
127
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$580K 0.14%
12,925
+321
+3% +$13.8K
QQQ icon
128
Invesco QQQ Trust
QQQ
$453B
$576K 0.14%
2,712
+303
+13% +$60.7K
EEMV icon
129
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$542K 0.13%
9,246
+29
+0.3% +$1.68K
CMCSA icon
130
Comcast
CMCSA
$85B
$534K 0.13%
11,867
-439
-4% -$19.5K
BA icon
131
Boeing
BA
$171B
$512K 0.13%
1,572
+196
+14% +$69.4K
GOOG icon
132
Alphabet (Google) Class C
GOOG
$4.36T
$505K 0.12%
7,560
-2,520
-25% -$163K
VOOV icon
133
Vanguard S&P 500 Value ETF
VOOV
$6.59B
$499K 0.12%
3,973
+111
+3% +$13.3K
BSJL
134
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$496K 0.12%
20,093
+1,704
+9% +$41.9K
LOW icon
135
Lowe's Companies
LOW
$117B
$491K 0.12%
4,102
-6
-0.1% -$686
PEP icon
136
PepsiCo
PEP
$190B
$489K 0.12%
3,583
-557
-13% -$75.8K
TGT icon
137
Target
TGT
$65.6B
$488K 0.12%
3,811
+167
+5% +$19.6K
VIG icon
138
Vanguard Dividend Appreciation ETF
VIG
$111B
$487K 0.12%
3,907
-1,146
-23% -$139K
IFLN
139
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$480K 0.12%
24,928
-5,629
-18% -$107K
FVC icon
140
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$478K 0.12%
17,291
-469
-3% -$12.6K
UNH icon
141
UnitedHealth
UNH
$376B
$478K 0.12%
1,625
+46
+3% +$12K
VBR icon
142
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$478K 0.12%
3,483
-198
-5% -$26.2K
NVS icon
143
Novartis
NVS
$297B
$476K 0.12%
5,027
-701
-12% -$62.9K
SPHD icon
144
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$476K 0.12%
10,803
+455
+4% +$19.5K
EFA icon
145
iShares MSCI EAFE ETF
EFA
$78B
$473K 0.12%
6,816
-933
-12% -$63K
IWO icon
146
iShares Russell 2000 Growth ETF
IWO
$14.3B
$466K 0.11%
2,175
-6
-0.3% -$1.22K
NVDA icon
147
NVIDIA
NVDA
$4.86T
$466K 0.11%
79,240
-25,240
-24% -$131K
DON icon
148
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$464K 0.11%
12,191
+2,368
+24% +$87.6K
VXUS icon
149
Vanguard Total International Stock ETF
VXUS
$155B
$463K 0.11%
8,307
-543
-6% -$29.2K
HON icon
150
Honeywell
HON
$77B
$458K 0.11%
2,744
-192
-7% -$31.4K
4 5
6
7 8

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.