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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+2.62%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$328M
AUM Growth
+$55.8M
Cap. Flow
+$48.2M
Cap. Flow %
14.69%
Top 10 Hldgs %
30.81%
Holding
298
New
86
Increased
104
Reduced
72
Closed
31

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$5.77M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.54M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$2.45M
4
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$2.44M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.21M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.98M
2
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$2.6M
3
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$2.3M
4
ILMN icon
Illumina
ILMN
+$1.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 3.1%
2 Communication Services 2.03%
3 Healthcare 1.93%
4 Consumer Discretionary 1.93%
5 Financials 1.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
126
IBM
IBM
$211B
$547K 0.17%
4,147
+851
+26% +$112K
PFE icon
127
Pfizer
PFE
$143B
$546K 0.17%
13,288
+4,448
+50% +$177K
VBR icon
128
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$544K 0.17%
4,166
-509
-11% -$66.2K
MCD icon
129
McDonald's
MCD
$192B
$526K 0.16%
2,529
+172
+7% +$34.1K
QABA icon
130
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
$521K 0.16%
10,854
-14,813
-58% -$708K
IBB icon
131
iShares Biotechnology ETF
IBB
$9.34B
$518K 0.16%
4,751
+1,428
+43% +$152K
JHB
132
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$517K 0.16%
52,163
– –
PEP icon
133
PepsiCo
PEP
$190B
$516K 0.16%
3,937
+2,109
+115% +$270K
DIA icon
134
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$512K 0.16%
1,924
+454
+31% +$119K
TDIV icon
135
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$503K 0.15%
12,879
+2,501
+24% +$96.7K
MDIV icon
136
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$497K 0.15%
+26,881
New +$498K
NVDA icon
137
NVIDIA
NVDA
$4.86T
$492K 0.15%
119,840
-28,280
-19% -$117K
FVC icon
138
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$488K 0.15%
18,158
-86,344
-83% -$2.3M
INTC icon
139
Intel
INTC
$455B
$488K 0.15%
10,201
+4,569
+81% +$227K
VXUS icon
140
Vanguard Total International Stock ETF
VXUS
$155B
$468K 0.14%
8,864
-1,011
-10% -$52.8K
BSJL
141
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$462K 0.14%
+18,692
New +$462K
FPE icon
142
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$460K 0.14%
23,737
-2,335
-9% -$44.9K
MRK icon
143
Merck
MRK
$322B
$460K 0.14%
5,745
+2,036
+55% +$156K
ICVT icon
144
iShares Convertible Bond ETF
ICVT
$7.2B
$459K 0.14%
7,709
+359
+5% +$21K
NEAR icon
145
iShares Short Maturity Bond ETF
NEAR
$4.83B
$457K 0.14%
9,066
+1,421
+19% +$71.4K
HON icon
146
Honeywell
HON
$77B
$453K 0.14%
+2,754
New +$438K
TIP icon
147
iShares TIPS Bond ETF
TIP
$14.5B
$453K 0.14%
+3,925
New +$446K
VBK icon
148
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$452K 0.14%
2,429
-444
-15% -$80.8K
BAC icon
149
Bank of America
BAC
$435B
$449K 0.14%
15,459
+1,792
+13% +$51.7K
FGD icon
150
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$449K 0.14%
+19,538
New +$458K
4 5
6
7 8

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q2 2019 Portfolio in Review

As of Q2 2019, Gladstone Institutional Advisory held 298 positions worth $328M, up 20% from $272M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $48.2M of net new capital in Q2 2019, opening 86 new positions and adding to 104 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 45,198 shares worth $2.48M.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.9% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $3.98M trimmed.

  • Gladstone Institutional Advisory's largest Q2 2019 buy was First Trust Managed Municipal ETF: 45,198 shares worth $2.48M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q2 2019, an estimated $5.77M increase.
  • Gladstone Institutional Advisory's biggest Q2 2019 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $3.98M.
  • Gladstone Institutional Advisory fully exited First Trust Multi Cap Growth AlphaDEX Fund in Q2 2019, selling an estimated $1.2M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $328M portfolio in Q2 2019.
  • Gladstone Institutional Advisory opened 86 new positions and closed 31 in Q2 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $328M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2019, filed 14 Aug 2019.