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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
101
JPMorgan Chase
JPM
$935B
$795K 0.19%
5,704
+442
+8% +$56.7K
BSV icon
102
Vanguard Short-Term Bond ETF
BSV
$44.7B
$784K 0.19%
9,721
+107
+1% +$8.64K
ABBV icon
103
AbbVie
ABBV
$443B
$768K 0.19%
8,677
-3,166
-27% -$263K
PZA icon
104
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
$762K 0.19%
28,804
+1,338
+5% +$35.4K
CRM icon
105
Salesforce
CRM
$151B
$739K 0.18%
4,548
+714
+19% +$112K
CSCO icon
106
Cisco
CSCO
$457B
$726K 0.18%
15,124
-5,610
-27% -$261K
VOE icon
107
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$715K 0.18%
5,997
-439
-7% -$50.6K
HYLS icon
108
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$708K 0.17%
+14,516
New +$701K
DIA icon
109
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$702K 0.17%
2,463
+193
+9% +$53.2K
INTC icon
110
Intel
INTC
$455B
$682K 0.17%
11,401
+782
+7% +$43.8K
VGT icon
111
Vanguard Information Technology ETF
VGT
$139B
$678K 0.17%
22,168
-2,472
-10% -$70.8K
FDRR icon
112
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$673K 0.17%
19,077
-403
-2% -$13.5K
SHV icon
113
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$654K 0.16%
5,919
+429
+8% +$47.4K
EMB icon
114
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$641K 0.16%
5,595
-262
-4% -$29.6K
LQD icon
115
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$641K 0.16%
5,009
-411
-8% -$52.3K
BKLN icon
116
Invesco Senior Loan ETF
BKLN
$6.97B
$640K 0.16%
28,038
-4,037
-13% -$91.1K
HEFA icon
117
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.5B
$639K 0.16%
20,935
-505
-2% -$15.4K
PFF icon
118
iShares Preferred and Income Securities ETF
PFF
$13.3B
$622K 0.15%
16,548
-932
-5% -$34.8K
FPX icon
119
First Trust US Equity Opportunities ETF
FPX
$1.47B
$609K 0.15%
7,582
-7,010
-48% -$544K
IJK icon
120
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$599K 0.15%
10,064
-196
-2% -$11.2K
BSJK
121
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$599K 0.15%
25,030
+1,292
+5% +$30.9K
MGK icon
122
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$595K 0.15%
20,410
-1,875
-8% -$51.8K
USHY icon
123
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.3B
$585K 0.14%
14,245
-353
-2% -$14.4K
PFE icon
124
Pfizer
PFE
$143B
$584K 0.14%
15,724
-1,291
-8% -$46K
MDIV icon
125
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$582K 0.14%
30,949
+3,539
+13% +$65.3K
3 4
5
6 7

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.