We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMBS icon
76
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
$1.14M 0.28%
21,967
+2,075
+10% +$109K
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.36T
$1.1M 0.27%
16,500
+1,140
+7% +$73.5K
MRK icon
78
Merck
MRK
$322B
$1.1M 0.27%
12,712
+1,493
+13% +$123K
T icon
79
AT&T
T
$159B
$1.09M 0.27%
37,067
-1,095
-3% -$31.6K
BABA icon
80
Alibaba
BABA
$293B
$1.09M 0.27%
5,150
-40
-0.8% -$7.5K
JSMD icon
81
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$1.08M 0.27%
22,505
+1,516
+7% +$69.2K
RDIV icon
82
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$1.07M 0.26%
27,253
-832
-3% -$31.9K
META icon
83
Meta Platforms (Facebook)
META
$1.42T
$1.04M 0.26%
5,090
+560
+12% +$108K
IWD icon
84
iShares Russell 1000 Value ETF
IWD
$82.2B
$1.04M 0.25%
7,590
-135
-2% -$17.8K
BRK.B icon
85
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.02M 0.25%
4,513
-100
-2% -$21.7K
XT icon
86
iShares Future Exponential Technologies ETF
XT
$3.82B
$1.02M 0.25%
23,873
-730
-3% -$29.7K
FXL icon
87
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$1.02M 0.25%
14,039
-1,962
-12% -$135K
SCHZ icon
88
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$977K 0.24%
36,586
-9,172
-20% -$246K
TDIV icon
89
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.18B
$964K 0.24%
22,346
-467
-2% -$19.3K
PG icon
90
Procter & Gamble
PG
$336B
$956K 0.23%
7,655
-370
-5% -$45.3K
VGIT icon
91
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$948K 0.23%
14,379
-303
-2% -$20.1K
QQEW icon
92
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$946K 0.23%
12,814
-1,298
-9% -$90.7K
VOT icon
93
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$907K 0.22%
5,711
-1,328
-19% -$203K
MA icon
94
Mastercard
MA
$502B
$901K 0.22%
3,016
-37
-1% -$10.4K
BAC icon
95
Bank of America
BAC
$435B
$878K 0.22%
24,935
+2,459
+11% +$79.5K
UPS icon
96
United Parcel Service
UPS
$88.6B
$870K 0.21%
7,424
-45
-0.6% -$5.33K
FPE icon
97
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$857K 0.21%
42,676
+15,025
+54% +$299K
VCSH icon
98
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$853K 0.21%
10,537
-1,659
-14% -$134K
CWI icon
99
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$848K 0.21%
32,905
-667
-2% -$16.7K
IXUS icon
100
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$839K 0.21%
13,556
-272
-2% -$16.3K
2 3
4
5 6

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.