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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
51
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$4.75M 0.46%
71,776
+1,436
+2% +$96.7K
FCVT icon
52
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$4.72M 0.46%
93,021
+2,574
+3% +$132K
ADBE icon
53
Adobe
ADBE
$99.5B
$4.69M 0.46%
8,153
+5,734
+237% +$3.61M
QTEC icon
54
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$4.69M 0.46%
29,747
+13,132
+79% +$2.13M
FNY icon
55
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$4.68M 0.46%
65,027
+27,830
+75% +$2.05M
DIA icon
56
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$4.67M 0.46%
13,805
+703
+5% +$246K
IWD icon
57
iShares Russell 1000 Value ETF
IWD
$82.2B
$4.67M 0.46%
29,841
+514
+2% +$82.4K
PG icon
58
Procter & Gamble
PG
$336B
$4.66M 0.46%
33,336
+19,014
+133% +$2.7M
VUG icon
59
Vanguard Morningstar Growth ETF
VUG
$220B
$4.52M 0.44%
93,432
+6,408
+7% +$319K
PYPL icon
60
PayPal
PYPL
$48.9B
$4.47M 0.44%
17,177
+6,102
+55% +$1.73M
IWM icon
61
iShares Russell 2000 ETF
IWM
$79.8B
$4.46M 0.44%
20,368
+1,430
+8% +$317K
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$4.36M 0.43%
29,097
-1,464
-5% -$224K
EMQQ icon
63
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$4.33M 0.42%
87,282
+10,108
+13% +$542K
SKYY icon
64
First Trust Cloud Computing ETF
SKYY
$2.92B
$4.33M 0.42%
41,077
-80
-0.2% -$8.58K
SCHA icon
65
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$4.2M 0.41%
167,916
+8,020
+5% +$204K
PFE icon
66
Pfizer
PFE
$143B
$4.1M 0.4%
95,409
+27,085
+40% +$1.2M
EDOW icon
67
First Trust Dow 30 Equal Weight ETF
EDOW
$315M
$4.07M 0.4%
135,811
-742
-0.5% -$22.9K
UNP icon
68
Union Pacific
UNP
$174B
$4.07M 0.4%
20,756
+11,569
+126% +$2.5M
CMCSA icon
69
Comcast
CMCSA
$85B
$4.03M 0.39%
71,975
+39,525
+122% +$2.3M
MDT icon
70
Medtronic
MDT
$109B
$4.03M 0.39%
32,110
+21,780
+211% +$2.82M
UNH icon
71
UnitedHealth
UNH
$376B
$3.95M 0.39%
10,111
+3,505
+53% +$1.45M
QUAL icon
72
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$3.9M 0.38%
29,590
+5,830
+25% +$802K
DHR icon
73
Danaher
DHR
$137B
$3.89M 0.38%
14,411
+12,717
+751% +$3.46M
GOOG icon
74
Alphabet (Google) Class C
GOOG
$4.36T
$3.84M 0.38%
28,840
+10,720
+59% +$1.48M
FTC icon
75
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$3.79M 0.37%
34,160
+20,799
+156% +$2.37M
1 2
3
4 5

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.