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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
51
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$1.96M 0.48%
14,084
-2,018
-13% -$272K
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$121B
$1.96M 0.48%
44,468
+7,664
+21% +$320K
PRF icon
53
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$1.82M 0.45%
71,895
-9,675
-12% -$236K
COP icon
54
ConocoPhillips
COP
$147B
$1.68M 0.41%
25,891
+140
+0.5% +$8.23K
FYC icon
55
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$1.68M 0.41%
35,916
-22,564
-39% -$1.02M
GLD icon
56
SPDR Gold Trust
GLD
$131B
$1.66M 0.41%
11,591
-1,795
-13% -$251K
QUAL icon
57
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$1.6M 0.39%
15,895
+1,390
+10% +$134K
RODM icon
58
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.62B
$1.57M 0.39%
53,491
+3,938
+8% +$113K
IUSV icon
59
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.57M 0.38%
24,864
+301
+1% +$18.1K
JPST icon
60
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$1.52M 0.37%
30,230
+11,511
+61% +$581K
IWM icon
61
iShares Russell 2000 ETF
IWM
$79.8B
$1.52M 0.37%
9,193
-434
-5% -$68.6K
GGG icon
62
Graco
GGG
$12.9B
$1.5M 0.37%
28,922
-270
-0.9% -$12.9K
QTEC icon
63
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$1.48M 0.36%
14,803
-3,225
-18% -$301K
SCHM icon
64
Schwab US Mid-Cap ETF
SCHM
$14.5B
$1.48M 0.36%
73,713
+3,294
+5% +$63.8K
FBND icon
65
Fidelity Total Bond ETF
FBND
$26.9B
$1.42M 0.35%
27,447
+2,343
+9% +$121K
IJR icon
66
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.42M 0.35%
16,878
+1,720
+11% +$138K
VZ icon
67
Verizon
VZ
$195B
$1.39M 0.34%
22,586
-1,672
-7% -$101K
V icon
68
Visa
V
$684B
$1.32M 0.32%
7,025
+1,474
+27% +$266K
MOAT icon
69
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$1.31M 0.32%
23,857
+2,078
+10% +$110K
FTSL icon
70
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.25M 0.31%
26,138
-283
-1% -$13.4K
DIS icon
71
Walt Disney
DIS
$167B
$1.22M 0.3%
8,466
+590
+7% +$82.3K
SCHC icon
72
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$1.17M 0.29%
33,832
+6,895
+26% +$230K
JNJ icon
73
Johnson & Johnson
JNJ
$618B
$1.16M 0.28%
7,954
-90
-1% -$12.2K
MUJ icon
74
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
$1.16M 0.28%
80,789
-1,101
-1% -$15.7K
NEAR icon
75
iShares Short Maturity Bond ETF
NEAR
$4.83B
$1.15M 0.28%
22,807
+7,540
+49% +$379K
1 2
3
4 5

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.