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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.78%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.29B
AUM Growth
+$267M
Cap. Flow
+$204M
Cap. Flow %
15.83%
Top 10 Hldgs %
17.26%
Holding
647
New
105
Increased
320
Reduced
156
Closed
53

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$18.3M
2
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$12.9M
3
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$8.64M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.43M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$4.18M

Top Sells

Rank Stock Value
1
DNA icon
Ginkgo Bioworks
DNA
+$3.33M
2
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$2.5M
3
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.27M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.76M
5
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 11.14%
2 Healthcare 6.09%
3 Consumer Discretionary 5.65%
4 Financials 4.91%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
626
ResMed
RMD
$30.6B
– –
-973
Closed -$256K
ROKU icon
627
Roku
ROKU
$21.5B
– –
-1,602
Closed -$502K
RPG icon
628
Invesco S&P 500 Pure Growth ETF
RPG
$2.01B
– –
-7,860
Closed -$303K
SMOG icon
629
VanEck Low Carbon Energy ETF
SMOG
$129M
– –
-1,353
Closed -$202K
SNAP icon
630
Snap
SNAP
$7.89B
– –
-6,536
Closed -$483K
SRPT icon
631
Sarepta Therapeutics
SRPT
$1.57B
– –
-2,455
Closed -$227K
TMDX icon
632
Transmedics
TMDX
$2.64B
– –
-14,270
Closed -$472K
XEL icon
633
Xcel Energy
XEL
$48.8B
– –
-3,970
Closed -$248K
ZM icon
634
Zoom
ZM
$28.2B
– –
-1,652
Closed -$432K
ZS icon
635
Zscaler
ZS
$24.5B
– –
-977
Closed -$256K
DNA.WS
636
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-48,776
Closed -$165K
BFX
637
DELISTED
BowFlex Inc.
BFX
– –
-14,000
Closed -$130K
SLACW
638
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
– –
-27,020
Closed -$22K
SDC
639
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-23,513
Closed -$125K
FTCV
640
DELISTED
FinTech Acquisition Corp. V Class A Common Stock
FTCV
– –
-148,300
Closed -$1.5M
TWTR
641
DELISTED
Twitter, Inc.
TWTR
– –
-4,500
Closed -$272K
BSCL
642
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-24,320
Closed -$513K
BGIO
643
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-13,500
Closed -$70K
FIV
644
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-10,000
Closed -$96K
VTA
645
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-13,754
Closed -$161K
LUNA
646
DELISTED
Luna Innovations Incorporated
LUNA
– –
-65,850
Closed -$626K
22 23 24 25
26

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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Gladstone Institutional Advisory's Q4 2021 Portfolio in Review

As of Q4 2021, Gladstone Institutional Advisory held 647 positions worth $1.29B, up 26% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Gladstone Institutional Advisory deployed $204M of net new capital in Q4 2021, opening 105 new positions and adding to 320 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Ginkgo Bioworks, an estimated $3.33M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2021 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 262,493 shares worth $19M.
  • Gladstone Institutional Advisory added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q4 2021, an estimated $12.9M increase.
  • Gladstone Institutional Advisory's biggest Q4 2021 reduction was Ginkgo Bioworks, cutting an estimated $3.33M.
  • Gladstone Institutional Advisory fully exited First Trust Nasdaq-100 Select Equal Weight ETF in Q4 2021, selling an estimated $1.55M.
  • Gladstone Institutional Advisory's ten largest holdings make up 17% of its $1.29B portfolio in Q4 2021.
  • Gladstone Institutional Advisory opened 105 new positions and closed 53 in Q4 2021.
  • Gladstone Institutional Advisory's portfolio value rose 26% quarter-over-quarter to $1.29B.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2021, filed 11 Feb 2022.