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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
26
Schwab US REIT ETF
SCHH
$11.5B
$3.97M 0.97%
172,726
+2,586
+2% +$60.3K
SCHE icon
27
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$3.95M 0.97%
144,296
+3,395
+2% +$89.5K
VOO icon
28
Vanguard S&P 500 ETF
VOO
$979B
$3.93M 0.96%
13,271
-3,198
-19% -$905K
AMZN icon
29
Amazon
AMZN
$2.92T
$3.6M 0.88%
39,020
-300
-0.8% -$26.6K
SLYV icon
30
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$3.34M 0.82%
50,829
+866
+2% +$54.8K
VUG icon
31
Vanguard Morningstar Growth ETF
VUG
$220B
$3.34M 0.82%
109,890
-19,620
-15% -$567K
FNY icon
32
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
$3.29M 0.81%
68,835
-29,700
-30% -$1.38M
FYX icon
33
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$3.02M 0.74%
46,499
+3,633
+8% +$226K
XOM icon
34
ExxonMobil
XOM
$644B
$2.95M 0.72%
42,283
+1,268
+3% +$87.7K
FEM icon
35
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
$2.85M 0.7%
107,428
-17,612
-14% -$433K
FLOT icon
36
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.8M 0.69%
54,925
+45,566
+487% +$2.32M
PSX icon
37
Phillips 66
PSX
$84.9B
$2.76M 0.68%
24,732
-309
-1% -$34.7K
GSLC icon
38
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$2.72M 0.67%
42,062
+1,936
+5% +$120K
FEX icon
39
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$2.66M 0.65%
40,744
+305
+0.8% +$19.1K
BMY icon
40
Bristol-Myers Squibb
BMY
$133B
$2.63M 0.65%
41,048
+4,829
+13% +$277K
SLYG icon
41
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$2.62M 0.64%
40,612
+1,261
+3% +$77.8K
FDVV icon
42
Fidelity High Dividend ETF
FDVV
$10.1B
$2.28M 0.56%
70,192
+3,053
+5% +$94.9K
MSFT icon
43
Microsoft
MSFT
$3.45T
$2.2M 0.54%
13,968
-91
-0.6% -$13.4K
VCIT icon
44
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.17M 0.53%
23,779
+2,126
+10% +$194K
FNK icon
45
First Trust Mid Cap Value AlphaDEX Fund
FNK
$228M
$2.14M 0.52%
59,419
-24,671
-29% -$856K
FYT icon
46
First Trust Small Cap Value AlphaDEX Fund
FYT
$191M
$2.12M 0.52%
55,235
-19,412
-26% -$700K
MTUM icon
47
iShares MSCI USA Momentum Factor ETF
MTUM
$25B
$2.1M 0.52%
16,767
-2,042
-11% -$248K
BND icon
48
Vanguard Total Bond Market
BND
$157B
$2.09M 0.51%
24,948
+2,900
+13% +$244K
FVD icon
49
First Trust Value Line Dividend Fund
FVD
$8.32B
$2.08M 0.51%
57,819
+22,577
+64% +$795K
IUSG icon
50
iShares Core S&P US Growth ETF
IUSG
$31.7B
$1.99M 0.49%
29,342
+480
+2% +$31.1K
1
2
3 4 5

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
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BI
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.