We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOG
276
ProShares Short Dow30
DOG
$110M
– –
-4,535
Closed -$238K
GDX icon
277
VanEck Gold Miners ETF
GDX
$22.7B
– –
-15,112
Closed -$404K
GM icon
278
General Motors
GM
$80.4B
– –
-5,894
Closed -$221K
MJ icon
279
Amplify Alternative Harvest ETF
MJ
$101M
– –
-1,035
Closed -$258K
MO icon
280
Altria Group
MO
$114B
– –
-7,612
Closed -$311K
MTCH icon
281
Match Group
MTCH
$9.19B
– –
-2,902
Closed -$207K
MTNB icon
282
Matinas BioPharma
MTNB
$1.88M
– –
-200
Closed -$6K
NFLX icon
283
Netflix
NFLX
$299B
– –
-7,720
Closed -$207K
NOC icon
284
Northrop Grumman
NOC
$77.1B
– –
-594
Closed -$223K
NOK icon
285
Nokia
NOK
$51B
– –
-10,973
Closed -$56K
PHK
286
PIMCO High Income Fund
PHK
$867M
– –
-14,194
Closed -$110K
QABA icon
287
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.2M
– –
-10,046
Closed -$481K
QUIK icon
288
QuickLogic
QUIK
$232M
– –
-6,481
Closed -$32K
RWM icon
289
ProShares Short Russell2000
RWM
$132M
– –
-21,705
Closed -$882K
SDS icon
290
ProShares UltraShort S&P500
SDS
$415M
– –
-280
Closed -$207K
STZ icon
291
Constellation Brands
STZ
$22.2B
– –
-1,090
Closed -$226K
TWLO icon
292
Twilio
TWLO
$30B
– –
-2,502
Closed -$275K
WELL icon
293
Welltower
WELL
$169B
– –
-2,782
Closed -$252K
SPLK
294
DELISTED
Splunk Inc
SPLK
– –
-1,946
Closed -$229K
RDS.B
295
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,392
Closed -$203K
BSCJ
296
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-15,647
Closed -$330K
CELG
297
DELISTED
Celgene Corp
CELG
– –
-2,379
Closed -$237K
8 9 10 11
12

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.