GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+6.45%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.43M
Cap. Flow %
-2.31%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
$2.25M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$1.37M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
$813K

Top Sells

1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$3.99M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$3.94M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$1.42M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.05M

Sector Composition

1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACB
276
Aurora Cannabis
ACB
$270M
– –
-112
Closed -$59K
DGRO icon
277
iShares Core Dividend Growth ETF
DGRO
$33.6B
– –
-5,295
Closed -$207K
DOG icon
278
ProShares Short Dow30
DOG
$120M
– –
-4,535
Closed -$238K
GDX icon
279
VanEck Gold Miners ETF
GDX
$19.3B
– –
-15,112
Closed -$404K
MO icon
280
Altria Group
MO
$112B
– –
-7,612
Closed -$311K
MTCH icon
281
Match Group
MTCH
$9B
– –
-2,902
Closed -$207K
MTNB icon
282
Matinas BioPharma
MTNB
$9.61M
– –
-200
Closed -$6K
NFLX icon
283
Netflix
NFLX
$530B
– –
-772
Closed -$207K
NOC icon
284
Northrop Grumman
NOC
$83.2B
– –
-594
Closed -$223K
NOK icon
285
Nokia
NOK
$24.6B
– –
-10,973
Closed -$56K
PHK
286
PIMCO High Income Fund
PHK
$849M
– –
-14,194
Closed -$110K
QABA icon
287
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$108M
– –
-10,046
Closed -$481K
QUIK icon
288
QuickLogic
QUIK
$82.3M
– –
-6,481
Closed -$32K
RWM icon
289
ProShares Short Russell2000
RWM
$125M
– –
-21,705
Closed -$882K
SDS icon
290
ProShares UltraShort S&P500
SDS
$445M
– –
-1,400
Closed -$207K
STZ icon
291
Constellation Brands
STZ
$25.9B
– –
-1,090
Closed -$226K
TWLO icon
292
Twilio
TWLO
$15.9B
– –
-2,502
Closed -$275K
WELL icon
293
Welltower
WELL
$112B
– –
-2,782
Closed -$252K
SPLK
294
DELISTED
Splunk Inc
SPLK
– –
-1,946
Closed -$229K
RDS.B
295
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,392
Closed -$203K
BSCJ
296
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-15,647
Closed -$330K
CELG
297
DELISTED
Celgene Corp
CELG
– –
-2,379
Closed -$237K
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