GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+6.45%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.43M
Cap. Flow %
-2.31%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
$2.25M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$1.37M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
$813K

Top Sells

1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
$3.99M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$3.94M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$1.42M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.05M

Sector Composition

1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VHT icon
251
Vanguard Health Care ETF
VHT
$15.7B
$216K 0.05%
1,125
-1,049
-48% -$201K
ARES icon
252
Ares Management
ARES
$38.9B
$213K 0.05%
+5,975
New +$213K
BOTZ icon
253
Global X Robotics & Artificial Intelligence ETF
BOTZ
$2.84B
$213K 0.05%
+9,743
New +$213K
AXP icon
254
American Express
AXP
$227B
$211K 0.05%
1,694
-905
-35% -$113K
ABMD
255
DELISTED
Abiomed Inc
ABMD
$209K 0.05%
1,225
-950
-44% -$162K
FLTR icon
256
VanEck IG Floating Rate ETF
FLTR
$2.56B
$208K 0.05%
8,210
-1,872
-19% -$47.4K
JHB
257
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$207K 0.05%
20,663
-31,500
-60% -$316K
MINT icon
258
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$206K 0.05%
2,026
-338
-14% -$34.4K
RSP icon
259
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$206K 0.05%
1,783
-2,243
-56% -$259K
RTX icon
260
RTX Corp
RTX
$211B
$206K 0.05%
+2,183
New +$206K
CCL icon
261
Carnival Corp
CCL
$42.8B
$202K 0.05%
3,983
-1,248
-24% -$63.3K
JD icon
262
JD.com
JD
$44.6B
$201K 0.05%
5,719
-6,823
-54% -$240K
SPSB icon
263
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.41B
$200K 0.05%
6,500
– –
BGIO
264
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$173K 0.04%
17,500
– –
IHIT
265
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$132K 0.03%
12,500
– –
BKCC
266
DELISTED
BlackRock Capital Investment Corporation
BKCC
$126K 0.03%
25,429
-8,346
-25% -$41.4K
ARQ icon
267
Arq
ARQ
$302M
$112K 0.03%
10,621
-7,271
-41% -$76.7K
MUFG icon
268
Mitsubishi UFJ Financial
MUFG
$174B
$71K 0.02%
13,107
+2,464
+23% +$13.3K
VVR icon
269
Invesco Senior Income Trust
VVR
$555M
$69K 0.02%
16,000
– –
NCV
270
Virtus Convertible & Income Fund
NCV
$336M
$60K 0.01%
2,625
-163
-6% -$3.73K
NVNO icon
271
enVVeno Medical
NVNO
$14.9M
$17K ﹤0.01%
1,200
+400
+50% +$5.67K
OPK icon
272
Opko Health
OPK
$1.07B
$16K ﹤0.01%
11,122
– –
PER
273
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$14K ﹤0.01%
16,080
– –
GM icon
274
General Motors
GM
$55.5B
– –
-5,894
Closed -$221K
MJ icon
275
Amplify Alternative Harvest ETF
MJ
$183M
– –
-1,035
Closed -$258K
8 9 10
11
12