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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$408M
AUM Growth
+$14.8M
Cap. Flow
-$9.03M
Cap. Flow %
-2.21%
Top 10 Hldgs %
31.34%
Holding
297
New
15
Increased
95
Reduced
154
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.79M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.32M
3
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$2.18M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.31M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$795K

Top Sells

Rank Stock Value
1
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.79M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.5M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$1.38M
5
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Healthcare 2.3%
3 Energy 2.02%
4 Communication Services 1.83%
5 Financials 1.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
226
Capital One
COF
$128B
$247K 0.06%
2,397
+60
+3% +$5.78K
IGIB icon
227
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$241K 0.06%
4,165
-6
-0.1% -$347
IDGT icon
228
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$481M
$240K 0.06%
4,348
-575
-12% -$30.7K
ACN icon
229
Accenture
ACN
$102B
$239K 0.06%
1,133
+14
+1% +$2.73K
LMT icon
230
Lockheed Martin
LMT
$134B
$237K 0.06%
609
-63
-9% -$24.2K
PEG icon
231
Public Service Enterprise Group
PEG
$38.2B
$237K 0.06%
4,010
+20
+0.5% +$1.21K
TFC icon
232
Truist Financial
TFC
$63.3B
$233K 0.06%
+4,139
New +$224K
WDC icon
233
Western Digital
WDC
$188B
$232K 0.06%
+4,834
New +$202K
HMOP icon
234
Hartford Municipal Opportunities ETF
HMOP
$777M
$231K 0.06%
5,535
+468
+9% +$19.6K
LLY icon
235
Eli Lilly
LLY
$1.02T
$231K 0.06%
+1,753
New +$203K
NSC icon
236
Norfolk Southern
NSC
$75.4B
$229K 0.06%
1,182
+18
+2% +$3.38K
FBT icon
237
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$228K 0.06%
+1,531
New +$210K
TEL icon
238
TE Connectivity
TEL
$59.6B
$228K 0.06%
2,375
-12
-0.5% -$1.11K
VWO icon
239
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$228K 0.06%
5,108
-485
-9% -$20.5K
CB icon
240
Chubb
CB
$135B
$227K 0.06%
1,461
-104
-7% -$15.9K
GILD icon
241
Gilead Sciences
GILD
$162B
$227K 0.06%
3,501
-497
-12% -$32.4K
ICVT icon
242
iShares Convertible Bond ETF
ICVT
$7.2B
$227K 0.06%
3,616
-164
-4% -$9.87K
DVY icon
243
iShares Select Dividend ETF
DVY
$23.5B
$224K 0.05%
2,121
– –
VO icon
244
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$223K 0.05%
+5,004
New +$215K
PNC icon
245
PNC Financial Services
PNC
$99.7B
$221K 0.05%
+1,388
New +$208K
ADBE icon
246
Adobe
ADBE
$99.5B
$220K 0.05%
+668
New +$197K
EW icon
247
Edwards Lifesciences
EW
$49.6B
$218K 0.05%
+2,808
New +$219K
ILMN icon
248
Illumina
ILMN
$31B
$217K 0.05%
674
-345
-34% -$105K
SBIO icon
249
ALPS Medical Breakthroughs ETF
SBIO
$201M
$216K 0.05%
5,116
-1,329
-21% -$49.3K
SBUX icon
250
Starbucks
SBUX
$120B
$216K 0.05%
2,454
-793
-24% -$67.6K
8 9
10
11 12

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q4 2019 Portfolio in Review

As of Q4 2019, Gladstone Institutional Advisory held 297 positions worth $408M, up 3.8% from $393M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory's Q4 2019 filing shows 15 new, 95 increased, 154 reduced and 24 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K. The largest sale was First Trust Large Cap Value AlphaDEX Fund, an estimated $3.79M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Energy.

  • Gladstone Institutional Advisory's largest Q4 2019 buy was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF: 14,516 shares worth $708K.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $2.79M increase.
  • Gladstone Institutional Advisory's biggest Q4 2019 reduction was First Trust Large Cap Value AlphaDEX Fund, cutting an estimated $3.79M.
  • Gladstone Institutional Advisory fully exited ProShares Short Russell2000 in Q4 2019, selling an estimated $882K.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $408M portfolio in Q4 2019.
  • Gladstone Institutional Advisory opened 15 new positions and closed 24 in Q4 2019.
  • Gladstone Institutional Advisory's portfolio value rose 3.8% quarter-over-quarter to $408M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2019, filed 12 Feb 2020.