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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INOV
201
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$264K 0.04%
+6,543
New +$247K
ASAQ
202
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$257K 0.04%
26,200
– –
BWAC
203
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$252K 0.04%
25,000
– –
PPD
204
DELISTED
PPD, Inc. Common Stock
PPD
$251K 0.04%
5,360
-1,071
-17% -$49.6K
TETC
205
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$249K 0.04%
+25,442
New +$246K
TMPM
206
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$245K 0.04%
25,000
– –
VTIQ
207
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$243K 0.04%
25,000
– –
EBSB
208
DELISTED
Meridian Bancorp, Inc.
EBSB
$240K 0.04%
11,575
– –
AJRD
209
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$228K 0.03%
5,240
-1,050
-17% -$46.9K
COVAU
210
DELISTED
COVA Acquisition Corp. Unit
COVAU
$224K 0.03%
22,500
– –
PBCT
211
DELISTED
People's United Financial Inc
PBCT
$212K 0.03%
+12,126
New +$197K
ISBC
212
DELISTED
Investors Bancorp, Inc.
ISBC
$211K 0.03%
+13,991
New +$195K
CHNG
213
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$202K 0.03%
9,653
-1,872
-16% -$40.8K
LLAP
214
DELISTED
Terran Orbital Corporation
LLAP
$197K 0.03%
+20,200
New +$196K
GRDI
215
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$195K 0.03%
20,000
– –
BREZ
216
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$190K 0.03%
18,811
– –
SPWH icon
217
Sportsman's Warehouse
SPWH
$46M
$177K 0.03%
10,058
-2,012
-17% -$35.6K
ICU icon
218
SeaStar Medical
ICU
$12.7M
$155K 0.02%
+62
New +$154K
EDTX
219
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$150K 0.02%
15,000
– –
HCIIU
220
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$149K 0.02%
15,000
– –
SCAQU
221
DELISTED
Stratim Cloud Acquisition Corp. Unit
SCAQU
$134K 0.02%
13,500
– –
SRSA
222
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$130K 0.02%
13,214
– –
BKSY icon
223
BlackSky Technology
BKSY
$974M
– –
-35,388
Closed -$2.83M
CIFR icon
224
Cipher Digital
CIFR
$10.1B
– –
-15,000
Closed -$149K
GWH icon
225
ESS Tech
GWH
$21.7M
– –
-17,880
Closed -$2.65M
7 8
9
10 11

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First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.