FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IQMDU
176
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
$506K 0.05%
50,000
– –
CXAC.U
177
DELISTED
C5 Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
CXAC.U
$505K 0.05%
+50,000
New +$505K
FNVT
178
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
$502K 0.05%
+50,000
New +$502K
OMEG
179
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$501K 0.05%
51,000
– –
BIOSU
180
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$499K 0.05%
50,000
– –
PHYT
181
DELISTED
Pyrophyte Acquisition Corp.
PHYT
$497K 0.05%
+50,000
New +$497K
PPYAU
182
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
$497K 0.05%
+49,600
New +$497K
HHLA.U
183
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$494K 0.05%
50,000
– –
PDOT
184
DELISTED
Peridot Acquisition Corp. II
PDOT
$489K 0.05%
+50,000
New +$489K
SLCR
185
DELISTED
Silver Crest Acquisition Corporation Class A Ordinary Share
SLCR
$468K 0.05%
47,658
+25,000
+110% +$245K
PBAXU
186
DELISTED
Phoenix Biotech Acquisition Corp. Unit
PBAXU
$453K 0.05%
45,000
– –
VCXB.U
187
DELISTED
10X Capital Venture Acquisition Corp. III Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
VCXB.U
$451K 0.05%
+45,000
New +$451K
FVAM
188
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$451K 0.05%
45,762
– –
UMPQ
189
DELISTED
Umpqua Holdings Corp
UMPQ
$437K 0.05%
+23,169
New +$437K
SPTS icon
190
SPDR Portfolio Short Term Treasury ETF
SPTS
$5.9B
$418K 0.04%
+14,128
New +$418K
MGP
191
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$405K 0.04%
+10,468
New +$405K
VTIQ
192
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$393K 0.04%
40,000
– –
KLAQU
193
DELISTED
KL Acquisition Corp Unit
KLAQU
$392K 0.04%
40,000
– –
SAFM
194
DELISTED
Sanderson Farms Inc
SAFM
$379K 0.04%
+2,020
New +$379K
TMPM
195
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$370K 0.04%
37,586
+2,587
+7% +$25.5K
AGGRU
196
DELISTED
Agile Growth Corp. Units
AGGRU
$363K 0.04%
36,800
– –
BWAC
197
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$360K 0.04%
35,000
– –
EPAY
198
DELISTED
Bottomline Technologies Inc
EPAY
$341K 0.04%
+6,020
New +$341K
CCMP
199
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$338K 0.04%
+1,822
New +$338K
LMAOU
200
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$310K 0.03%
30,000
– –
6 7
8
9 10