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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVAM
176
DELISTED
5:01 Acquisition Corp
FVAM
$451K 0.08%
45,762
+10,720
+31% +$105K
MONCU
177
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$407K 0.07%
123,600
+11,000
+10% +$110K
QTEK
178
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$405K 0.07%
40,797
+500
+1% +$4.97K
KLAQU
179
DELISTED
KL Acquisition Corp Unit
KLAQU
$396K 0.07%
40,000
+4,000
+11% +$39.8K
VTIQ
180
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$390K 0.07%
40,000
+15,000
+60% +$147K
AGGRU
181
DELISTED
Agile Growth Corp Units
AGGRU
$365K 0.06%
36,800
+3,680
+11% +$36.6K
HIGA
182
DELISTED
H.I.G. Acquisition Corp.
HIGA
$358K 0.06%
238,649
+14,184
+6% +$139K
BWAC
183
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$356K 0.06%
35,000
+10,000
+40% +$101K
BTWN
184
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$354K 0.06%
475,545
+297,462
+167% +$2.94M
TMPM
185
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$344K 0.06%
34,999
+9,999
+40% +$98K
SV
186
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$344K 0.06%
+295,377
New +$2.9M
BIOSU
187
DELISTED
BioPlus Acquisition Corp. Unit
BIOSU
$323K 0.06%
+50,000
New +$501K
EJFA
188
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$315K 0.06%
+278,808
New +$2.77M
LMAOU
189
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$311K 0.05%
30,000
– –
BURU
190
DELISTED
NUBURU INC
BURU
$310K 0.05%
2,239
+64
+3% +$126K
EBACU
191
DELISTED
European Biotech Acquisition Corp. Units
EBACU
$304K 0.05%
220,000
+10,000
+5% +$99.1K
CBRGU
192
DELISTED
Chain Bridge I Units
CBRGU
$302K 0.05%
+30,000
New +$302K
TETC
193
DELISTED
Tech and Energy Transition Corporation Class A Common Stock
TETC
$269K 0.05%
27,629
+2,187
+9% +$21.3K
COLI
194
DELISTED
Colicity Inc. Class A Common Stock
COLI
$266K 0.05%
+27,312
New +$266K
LGAC
195
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$264K 0.05%
168,940
+9,600
+6% +$93.7K
FIVN icon
196
FIVE9
FIVN
$2.21B
$259K 0.05%
1,884
– –
ASAQ
197
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$257K 0.05%
26,200
– –
SRSA
198
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$255K 0.04%
25,999
+12,785
+97% +$126K
SZZLU
199
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
$254K 0.04%
+25,000
New +$253K
ARCKU
200
DELISTED
Arbor Rapha Capital Bioholdings Corp. I Units
ARCKU
$254K 0.04%
+25,000
New +$253K
6 7
8
9 10

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.