FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.22%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$8.86M
Cap. Flow %
-1.34%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

1
FBC
Flagstar Bancorp, Inc. New
FBC
$35.2M
2
STL
Sterling Bancorp
STL
$32.5M
3
CSOD
Cornerstone OnDemand, Inc.
CSOD
$32.4M
4
STMP
Stamps.com, Inc.
STMP
$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
$25.7M

Top Sells

1
PRAH
PRA Health Sciences, Inc.
PRAH
$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
$44M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36.1M
5
HOME
At Home Group Inc.
HOME
$35.2M

Sector Composition

1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLMIU
176
DELISTED
Plum Acquisition Corp. I Units
PLMIU
$491K 0.07%
50,000
– –
MACAU
177
DELISTED
Moringa Acquisition Corp Units
MACAU
$484K 0.07%
48,600
– –
ACKIU
178
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
$460K 0.07%
45,000
– –
DUNEU
179
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$456K 0.07%
45,000
– –
ITHXU
180
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$449K 0.07%
45,000
– –
HHLA.U
181
DELISTED
HH&L Acquisition Co. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
HHLA.U
$447K 0.07%
45,000
– –
OMEG
182
DELISTED
Omega Alpha SPAC Class A Ordinary Shares
OMEG
$447K 0.07%
45,900
– –
INFO
183
DELISTED
IHS Markit Ltd. Common Shares
INFO
$446K 0.07%
3,822
– –
PDOT.U
184
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$444K 0.07%
45,000
– –
GFX
185
DELISTED
Golden Falcon Acquisition Corp.
GFX
$439K 0.07%
45,000
– –
QTEK
186
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$400K 0.06%
40,297
– –
DCRN
187
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$361K 0.05%
+36,546
New +$361K
DDMX
188
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
$358K 0.05%
+36,089
New +$358K
VER
189
DELISTED
VEREIT, Inc.
VER
$358K 0.05%
7,921
-163,194
-95% -$7.38M
KLAQU
190
DELISTED
KL Acquisition Corp Unit
KLAQU
$356K 0.05%
36,000
– –
TXNM
191
TXNM Energy, Inc.
TXNM
$5.99B
$354K 0.05%
7,158
-1,391
-16% -$68.8K
CVA
192
DELISTED
Covanta Holding Corporation
CVA
$354K 0.05%
+17,595
New +$354K
FVAM
193
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$344K 0.05%
35,042
+1,340
+4% +$13.2K
SAFM
194
DELISTED
Sanderson Farms Inc
SAFM
$344K 0.05%
+1,827
New +$344K
AGGRU
195
DELISTED
Agile Growth Corp. Units
AGGRU
$328K 0.05%
33,120
– –
IPOD
196
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$320K 0.05%
+31,590
New +$320K
STFC
197
DELISTED
State Auto Financial Corp
STFC
$315K 0.05%
+6,174
New +$315K
LMAOU
198
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
$315K 0.05%
30,000
-15,000
-33% -$158K
FIVN icon
199
FIVE9
FIVN
$2.06B
$301K 0.05%
+1,884
New +$301K
SEAH
200
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$275K 0.04%
27,492
-84,880
-76% -$849K
6 7
8
9 10