FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.58%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$158M
Cap. Flow %
30.94%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
2
VAR
Varian Medical Systems, Inc.
VAR
$20.4M
3
IPHI
INPHI CORPORATION
IPHI
$19.3M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
$13.5M

Top Sells

1
NGHC
National General Holdings Corp
NGHC
$28.4M
2
EV
Eaton Vance Corp.
EV
$25.1M
3
TIF
Tiffany & Co.
TIF
$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
$4.79M

Sector Composition

1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DUNEU
176
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$451K 0.09%
45,000
– –
ITHXU
177
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
$451K 0.09%
+45,000
New +$451K
PDOT.U
178
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$447K 0.09%
+45,000
New +$447K
FOREU
179
DELISTED
Foresight Acquisition Corp. Units
FOREU
$446K 0.09%
+45,000
New +$446K
FLIR
180
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$444K 0.09%
+7,852
New +$444K
GFX
181
DELISTED
Golden Falcon Acquisition Corp.
GFX
$435K 0.09%
+45,000
New +$435K
ELMS
182
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$426K 0.08%
+42,772
New +$426K
XLNX
183
DELISTED
Xilinx Inc
XLNX
$420K 0.08%
3,394
-73
-2% -$9.03K
NRDY icon
184
Nerdy
NRDY
$163M
$407K 0.08%
+41,020
New +$407K
RSVR icon
185
Reservoir Media
RSVR
$520M
$406K 0.08%
+40,981
New +$406K
ML
186
DELISTED
MoneyLion Inc.
ML
$398K 0.08%
1,333
-206
-13% -$61.5K
WDR
187
DELISTED
Waddell & Reed Financial, Inc.
WDR
$397K 0.08%
15,837
+210
+1% +$5.26K
BNZI icon
188
Banzai International
BNZI
$9.55M
$392K 0.08%
+79
New +$392K
SRZN icon
189
Surrozen
SRZN
$105M
$366K 0.07%
+2,536
New +$366K
KLAQU
190
DELISTED
KL Acquisition Corp Unit
KLAQU
$357K 0.07%
+36,000
New +$357K
AGGRU
191
DELISTED
Agile Growth Corp. Units
AGGRU
$329K 0.06%
+33,120
New +$329K
MYPS icon
192
PLAYSTUDIOS Inc
MYPS
$122M
$326K 0.06%
+32,873
New +$326K
CYXT
193
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$301K 0.06%
+30,300
New +$301K
CHNG
194
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$278K 0.05%
+12,561
New +$278K
ESSC
195
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$261K 0.05%
+26,138
New +$261K
FVAM
196
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$254K 0.05%
+25,380
New +$254K
ASAQ
197
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$254K 0.05%
+26,200
New +$254K
BWAC
198
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$249K 0.05%
+25,000
New +$249K
VTIQ
199
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$248K 0.05%
+25,000
New +$248K
PHIC
200
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$247K 0.05%
+25,000
New +$247K
6 7
8
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